Compliance Lead

2 days ago

London, United Kingdom NatWest Markets Full time

**Risk Oversight & Challenge**, **Control, Oversight & Assurance**:
**Compliance Lead**:
London, United Kingdom

Permanent

Full Time

R-00220741

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive.

This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom.

**Job description**:
Join us as a Compliance Lead
- We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge
- You’ll be providing expert support, advice, MI and escalation to leaders and the business on compliance risk management
- This is an opportunity to gain exposure as you work with relevant risk, finance and first line of defence reporting teams

**What you'll do**:
As a Compliance Lead, you’ll be supporting executives in making sure that the business strategy for the relevant business units is consistent with and supports an effective regulatory framework. You’ll also be supporting executives on regulatory engagement with the FCA in relation to relevant matters relating to customer franchises.

On top of this, you’ll be:

- Establishing common compliance risk language, definitions and tolerance levels through the risk directory
- Identifying reporting requirements and developing dashboard and critical key risk indicators
- Providing ongoing and periodic reporting to senior management, the board, regulators and Internal Audit
- Establishing a compliance risk communication plan and frequency for critical messaging
- Establishing formal communications protocols to escalate identified regulatory compliance risk issues to responsible parties
- Developing and maintaining the annual compliance risk assessment and annual report
- Designing, maintaining and delivering relevant training

**The skills you'll need**:
To succeed in this role, you’ll need experience at a manager level in a financial services risk role where there has been regular interaction with senior decision makers. In addition, you’ll need proven experience in preparing insightful analysis and managing risk related reporting processes for senior executive and board committees.

You’ll also demonstrate:

- Knowledge of the external environment, including economic, regulatory and legal practices, trends and expected developments and how these changes may impact on enterprise risk management
- Experience of making risk decisions within a control framework, which requires analysis, judgement and initiative, while thinking strategically about future direction
- A comprehensive understanding of appropriate tools, techniques and methodologies used to measure and report on risk
- Good knowledge of various risk disciplines, such as compliance, operational, governance and conduct, and how these impact on business performance
- Strong communication and influencing skills, and the ability to interact with senior stakeholders

  • Compliance Manager

    1 day ago

    London, United Kingdom ABM GLOBAL COMPLIANCE Full time

    **Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...

  • Head of Risk

    4 days ago

    London, United Kingdom AJ Fox Compliance Full time

    We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

  • Compliance Services Representative

    2 weeks ago

    London, United Kingdom Sovos Compliance Full time

    **Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...

  • Legal & Compliance Manager - Hedge Funds

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Legal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...

  • Manager, Compliance Risk and Assurance

    2 weeks ago

    City Of London, United Kingdom Compliance Professionals Full time

    THE COMPANYOur client is multinational Corporate banking company, with branches worldwide.THE RESPONSIBILITIESDirect contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance and Conduct Risk Assessment (CCRA) process, and identify and implement appropriate controls to detect, prevent and mitigate risks...

  • Compliance Services Representative

    2 days ago

    London, United Kingdom Sovos Compliance Full time

    **Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...

  • EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED

    2 days ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED £60K - £70K + Bonus & Bens inc generous holiday HYBRID (City or Surrey ) Ref:4166D We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Compliance matters, including changes to regulations, first...

  • Financial Crime Compliance Analyst: Trade Finance

    2 weeks ago

    City Of London, United Kingdom Compliance Professionals Full time

    A leading financial services firm is seeking a Financial Crime Compliance Analyst to support regulatory compliance. Responsibilities include analyzing regulatory rules, investigating Suspicious Activity Reports, and contributing to anti-financial crime strategies. Applicants should have at least 3 years' experience in financial services and familiarity with...

  • EXCLUSIVE: HEAD OF COMPLIANCE

    2 days ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    EXCLUSIVE: HEAD OF COMPLIANCE & MLRO - UK PAYMENTS EXPERIENCE REQUIRED Ref: 4156G2 £100K + Bonus & Benefits Hybrid (London) We are exclusively recruiting for our client, a rapidly growing international payments business, seeking a Head of Compliance & MLRO. Based in the UK you will be responsible for risk & compliance management and will develop & maintain...

  • Senior Financial Crime

    1 day ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A prestigious international law firm in London seeks a Senior Financial Crime Lawyer to lead its compliance function. The role requires a professional with significant financial crime compliance experience, preferably from an international law firm. Key duties include providing guidance on AML, sanctions, and bribery, overseeing audits, and training....