Compliance Officer- Compliance

1 day ago

London, United Kingdom Miller Insurance Services Full time

**Role Responsibilities**:

- Contribute to the delivery of Miller’s compliance monitoring plan, and responsibility for ensuring regular compliance monitoring reviews are conducted on time.
- Support the Compliance Officer in undertaking and coordinating compliance monitoring activities across Miller, its subsidiaries and Appointed Representatives.
- Assess the quality of first line of defence file reviews by undertaking sample second line of defence file reviews.
- Develop and review management information feeds and dashboards to assess trends in regulatory performance and regulatory risk profiles across Miller.
- Conduct in-depth investigations to identify key issues and root causes.
- Produce regular compliance monitoring reports and dashboards in a timely manner, which provide Senior Management and the Compliance Committee with an understanding of regulatory performance across Miller and the on-going ability of Miller to manage or mitigate existing and developing regulatory risks.
- Recommend actions to Senior Management and the Compliance Committee to address issues identified by compliance monitoring, and track their completion.
- Liaise and work with business units to understand the regulatory risk profiles of their business and activities.
- Keep abreast of changes to applicable regulatory and legislative requirements, and work with other areas of the Compliance team to incorporate these into Miller’s compliance monitoring framework.
- Contribute to wider compliance function projects, as necessary.
- Consider and assist in the identification of compliance monitoring process enhancements.
- Performing assigned responsibilities as delegated routinely or from time to time.
- Comply with any external rules and requirements imposed on individuals performing their role at Miller, such as Lloyd’s byelaws and FCA rules.
- Promote Miller brand and values to enhance Miller’s reputation in the market

**Qualifications**:

- GCSE English and Maths at grade C or above (or equivalent)
- CII qualifications desirable, but not essential

**Knowledge**:
An understanding of the insurance industry, particularly insurance broking, the regulatory environment within which Miller operates and the regulatory requirements it must meet.

**Experience**:

- Experience working in a financial services compliance monitoring or internal audit role.
- Experience in a similar role in an insurance broking firm desirable.
- Strong report writing skills and experience producing reports using Microsoft Word and Excel.

**Benefits**:
On top of a competitive salary we offer a fantastic benefits package including:

- 10% pension contribution from Miller. In addition, Miller will match any employee contributions up to 5%.
- Private Medical Insurance
- Medicare cash plan
- Minimum of 25 days annual leave (with flexibility to buy more)
- Life Assurance
- Income Protection
- Critical Illness cover
- Enhanced Maternity, Paternity Adoption and Shared Parental Leave
**Miller is committed to providing equal opportunities to all applicants and to creating an inclusive working environment for all.

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