Current jobs related to Senior Advisory Compliance Officer - London - eFinancialCareers
-
Senior Compliance Advisory Officer
2 weeks ago
London, United Kingdom Cantor Fitzgerald Full time**Job Opportunity: Senior Compliance Advisory Officer (Director / Executive Director)** **Hybrid | Central London** **Department**:CFE Compliance **Reports to**:Head of CFE Compliance **About Cantor Fitzgerald Europe (CFE)** Cantor Fitzgerald Europe (CFE) is a dynamic and fast-growing capital markets and financing business, spanning **Investment...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom EKIM Consulting Full time**Permanent Contract I Hybrid working I Banking**_My client is a specialised Challenger Bank focused on international payments and cash management services. The Bank offers low-cost basic corporate banking products that include international transactions, multi-currency cash management and UK domestic payments.Their suite of products is designed to simplify...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom TP ICAP Full timeJob Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...
-
Senior Compliance Advisory Officer
5 days ago
London, Greater London, United Kingdom St. James's Place Full timeAre you ready to chart your own career path? At SJP we need talented individuals like yourself to support our evolving culture. If you're seeking an employer that is passionate about excellence, innovation and autonomy, SJP could be the place for you.At a glance:Location:London - PaddingtonWorkplace Type:HybridEmployment Type:PermanentSeniority:Mid-Senior...
-
Regulatory Compliance Advisory Officer
6 days ago
London, United Kingdom Kite Human Capital Full time**Regulatory Compliance Advisory Officer - Financial Markets - London - £80k - £90k** Regulatory Compliance Advisory Officer required. My client, a leading financial market business, is looking for a Regulatory Compliance Advisory Officer to join their Compliance Advisory team. This role will be based in the city and are offering a competitivesalary of up...
-
Compliance Advisory Officer
2 weeks ago
London, United Kingdom eFinancialCareers Full timeWe have partnered with a UK leading private bank who are looking to bring in a Compliance Advisory Officer. They have grown progressively over the years and are keen to ensure that this continues with this hire. The role will exist to ensure that all areas of the bank will be aware of any new financial services legislation and to provide Compliance advice...
-
London, United Kingdom FRP Advisory Full timeAbout FRPAt FRP, we are a leading national business advisory firm based in the UK. With over 900 team members, including more than 100 partners, we specialise in Corporate Finance, Debt Advisory, Forensic Services, Financial Advisory and Restructuring Advisory. Operating from 35 offices across the UK, Isle of Man and Cyprus, we are dedicated to helping...
-
Senior Compliance Advisory
2 days ago
London, United Kingdom eFinancialCareers Full time**Key Responsibilities**: - Monitoring, interpreting and overseeing key regulatory developments, including identifying changes to these that could affect the business - Offering advice and guidance to other business units as required - Implementation of suitable compliance controls to new business initiatives and new products - Working closely with key...
-
London, United Kingdom FRP Advisory Full timeAbout FRPAt FRP, we are a leading national business advisory firm based in the UK. With over 900 team members, including more than 100 partners, we specialise in Corporate Finance, Debt Advisory, Forensic Services, Financial Advisory and Restructuring Advisory . Operating from 35 offices across the UK, Isle of Man and Cyprus, we are dedicated to helping...
-
Senior Compliance Advisory Manager
2 weeks ago
Greater London, United Kingdom Ascot Lloyd Full timeSenior Compliance Advisory Manager Location: London (hybrid)Hours: 35 hours per weekContract: PermanentSMCR Function: Conduct Role About Ascot LloydAscot Lloyd is one of the UK’s leading independent wealth management firms. Our purpose is simple: to deliver exceptional outcomes for our clients while fostering a culture of integrity, collaboration, and...
Senior Advisory Compliance Officer
2 weeks ago
Senior Advisory Compliance Officer
A leading international financial services firm is currently recruiting for a Senior Advisory Compliance Officer to join their City based team.You will have recent Compliance Advisory experience gained working in a capital markets product focused environment.The focus will be FICC markets, so experience of Commodities, FX and / or Fixed Income is required.
This is desk aligned role so you will require recent advisory exposure in a similar environment. The role will require regular business interaction, providing training and guidance on market abuse, and forging strong working relationships with the business
Broad regulatory knowledge is required including MiFID 2, EMIR and MAR.
Please submit your CV for consideration.