Regulatory Compliance Advisory Officer

The Regulatory Compliance Officer will assist the Head of Regulatory Compliance in providing advisory support and executing the Compliance Monitoring plan. The position will play a critical role in providing quality assurance to the Head of Compliance andthe Board. Responsibilities will encompass compliance advisory, designing a risk-based monitoring plan,...

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

**Permanent Contract I Hybrid working I Banking**_My client is a specialised Challenger Bank focused on international payments and cash management services. The Bank offers low-cost basic corporate banking products that include international transactions, multi-currency cash management and UK domestic payments.Their suite of products is designed to simplify...

**Job Opportunity: Senior Compliance Advisory Officer (Director / Executive Director)** **Hybrid | Central London** **Department**:CFE Compliance **Reports to**:Head of CFE Compliance **About Cantor Fitzgerald Europe (CFE)** Cantor Fitzgerald Europe (CFE) is a dynamic and fast-growing capital markets and financing business, spanning **Investment...

MERJE are currently partnering with a leading investments business looking for a Senior Compliance Officer to ensure that all regulatory compliance requirements are complied with. - Ensure that appropriate controls, procedures and training are in place to ensure compliance with the Codes of Conduct of the RICS, HMRC, FCA and BNPP Group. - Provide ad hoc...

A leading global financial services firm, based in London, are looking for a compliance professional to join their compliance advisory team. The role will provide global markets compliance advise, and coverage across fixed income, currencies and equities. Key responsibilities in the Compliance Advisory role will include: - Support the Markets Compliance...

Our client are a leading Global payments firm and the Regulatory Compliance Officer will be based in London **Description** The Regulatory Compliance Officer will be responsible for: - Partner to the first line of defence, supporting and advising on matters including, but not limited to Client Asset Sourcebook ("CASS"), Senior Managers Certification Regime...

**Compliance Advisory Officer - Financial Markets - London - Hybrid working - CSDR, MIFID and EMIR** Compliance Advisory Officer required to join a trade processing business where you will be responsible for monitoring regulatory developments and supporting the business daily. This is a permanent role that will be based in their London office, on a...

** Compliance Advisory Officer - Financial Markets - London - Hybrid working - CSDR, MIFID and EMIR **Compliance Advisory Officer required to join a trade processing business where you will be responsible for monitoring regulatory developments and supporting the business daily. This is a permanent role that will be based in their London office, on a...

OverviewDescriptionCompliance Advisory Officer. We are looking for a Compliance Advisory Officer in our Compliance team. The team are an essential component of Funding Circle’s second line of defence risk framework. They advise and challenge the Business Teams with respect to Compliance with regulatory requirements and Funding Circle policies.Who are we?...