Specialist, Regulatory Oversight Management

7 days ago

Manchester, United Kingdom eFinancial Careers Full time

**Overview**:

- Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies, with particular focus on client assets and money.
- Performs research and analyzes relevant information and transactions that warrant further investigation.
- Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on more complex regulatory oversight management matters.
- Additionally, is responsible for understanding trends in the industry.
- This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing.
- Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to implement regulatory oversight management policies and procedures.
- Verify practices against policies, with general oversight.
- Prepare management reports and alert management to any urgent matters or findings.
- Counsel business personnel on first line of defense compliance with policies.
- Provide advice to entry-level employees.
- No direct reports: provides guidance to less experienced team members.
- Contributes to the achievement of team objectives.
- Supports moderately complex projects and provides insight on interpretation of regulations.

**Qualifications**:

- Bachelors degree or the equivalent combination of education and experience is required.
- Advanced/graduate degree preferred.
- 3-5 years of total work experience preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clientsand communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create,trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helpingclients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and morethan 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: careers.

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