Regulatory Oversight and Control Analyst

Citi, the world leading global bank, has approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. Citi provides consumers, corporations, governments and institutions with a broad range of financialproducts and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi enables clients to achieve their strategic financial objectives by providing them with cutting-edgeideas, best-in-class products and solutions, and unparalleled access to capital and liquidity. The team is responsible for oversight and control for regulatory operational processes supporting the Cleared Derivatives Business (Futures and Cleared OTC). Futures and OTC Clearing Operations are seeking an AVP to join their Control team who will be responsible for the oversight of day to day compliance for transaction reporting including exception management and risk mitigation **Key Responsibilities**: - Help drive implementation and perform periodic monitoring and testing of the completeness and accuracy of EMIR reporting to verify ongoing compliance with the regulatory requirements - The individual will be responsible for the review, action and oversight of daily Trade, Position and Transaction exception reporting data. - The individual will be responsible for working collaboratively with Operations Regulatory Control, Technology, and key business stakeholders to maintain a strong working relationship and a best in class approach to proactive exception management. - Engage with project management, technology and business stakeholders to ensure upcoming change is captured - Ensure adequate issue documentation, testing and resolution implementation. Implement strong change management standards and ensure all required sign-offs and audit trails are maintained. - Identification of areas for improving existing processes and controls - Develop & enhance control framework to ensure reporting accuracy plus completeness in a manner which compliments Citi's strategic roadmap on end state reporting controls, accountability and governance, inclusive of pre and post submission controls. Partnerwith internal regulatory oversight teams to ensure this alignment of standards and practices. - Escalate issues in accordance with Firm and regulatory protocols. **Development Value**: - Receive a six-month long training program in all aspects of the role. - Exposure to all of the products supported by the Operations group. - Develop stakeholder management competence at peer and senior manager level. - Proficiency in the use of technology within own department. - Enhanced communication and organizational skills. - Develop Project Management skills. - Have access to an extensive online learning resource. - The opportunity to study for industry exams and FSA affiliate status. - Citi success depends on its people and their ability to develop and grow within the organisation. FCX Operations support all employees to feel empowered to take responsibility for their own development. **Knowledge/Experience**: - Practical experience in analysis, design and implementation of new processes in a financial services industry - Experience of compiling large volumes of data and analysing results; - Experience of exception based controls and processing; - Experience of working within a control environment; - Experience of EMIR Transaction reporting (preferable) **Skills**: - Good Microsoft skills including Excel, Word and Outlook - Proactive, able to work on initiative and organize themselves well - Ability to communicate effectively facilitating interaction with clients, own team and operations management. Ability to detail issues, in writing, in a clear, accurate and concise manner - Analytical and Numerate proven ability to research and identify large and complex issues - Demonstrates sound judgement and professionalism in decision making/problem solving, escalating to supervisor as appropriate - Real attention to detail **Qualifications**: Mandatory - GSCE "A" Level standard or equivalent - Good numeric skills desirable - Industry exams e.g. FSA module exams or a full affiliate status **Competencies**: - Planning and Organising - Attention to Detail - Risk Awareness - Communication - Teamwork / Collaboration - Relationship Building - Adaptability - Analytical - Resilience to, and an ability to work under pressure - Results/task orientated with excellent attention to detail - Risk Awareness and confidence to escalate - Adaptive to change **What we Offer** As well as a competitive salary and consideration for a yearly discretionary bonus Citi offer;- 23 days paid annual leave - Award winning pension scheme, - Life assurance and - Private medical insurance with Bupa healthcare. In addition, we offer a competitive maternity, paternity and adoption leave scheme and employees also have the option (provided they have a student loan from the Student Loan Company) to divert saver and company match contributions to their student loan. Wepride ourselves on our ability to offer employees a number of lifestyle benefits including; on site restaurant and coffee shops, online shopping and concierge service and subsidised clubs and societies. Our select benefit package offers you the opportunity to customise your benefits according to your own lifestyle preferences and includes corporate discounts, memberships and a range of additional extras. Our vast range of diversity networks and on site multi faith room demonstrates Citi's commitment to growing a diverse workforce. -------------------------------------------- - **Job Family Group**: Operations - Transaction Services ------------------------------------------------ - **Job Family**: Cash Management ----------------------------------------------------- - **Time Type**: Full time ----------------------------------------------------- - Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citigroup Inc. and i