Compliance Officer

1 week ago


Andover, United Kingdom Kind Consultancy Ltd Full time

Kind Consultancy is working with a fast growing business which is now seeking a Compliance Analyst to join them in a permanent role paying £35,000 to £45,000 dependent on experience, and requiring 4 days per-week in-office in Hampshire.

The Compliance Analyst will report to the Compliance Manager, and will focus on conducting Compliance Monitoring and advising the business on regulatory requirements.
- Have at least 2 years of experience of Compliance work within an FCA regulated Financial Services environment
- Have a good understanding of the FCA handbook the current regulatory landscape, including knowledge of GEN, SYSC, COMP, SMCR and Consumer Duty
- Have previous experience of Compliance Monitoring and, ideally, Horizon Scanning
- Are a confident user of Microsoft Office products (including Word, Excel and PowerPoint) and utilising these to create reports
- Are able to interpret data and translate findings into clear visual, written and verbal communication
- Having an understanding of ICOBS, PROD and TC would be highly beneficial, as would holding or being in the process of working towards a Financial Services qualification such as an ICA Certificate in Compliance



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