Senior Representative, Compliance

**Overview Of BNY Mellon**:
**Job Purpose**:
**Supports day-to-day anti-money laundering (AML) compliance efforts**

**for the Company as they relate to regulatory requirements, with a focus on AML transaction surveillance and Suspicious Activity Reporting (SAR).
**Responsibilities:
**Transaction Monitoring**
- **Review and investigate transaction monitoring alerts in a timely manner, ensuring adherence to policy, processes and controls**:

- **Ensure adequate records of investigations are maintained**:

- **Ensure alerts are independently overseen with evidence maintained of sign off or further investigation**:

- **Promptly raise suspicious activity reports as required following investigation of alerts**:

- **Work with the business as required during the investigation process**:

- **Attend meetings / workshops as required in relation to the transaction monitoring system**:

- **Assist with the logging and investigation of suspicious activity reports, as they relate to the alerts investigated**:

- **Assist, as required by manager, to monitor the effectiveness of the system and suggest system and procedural improvements**:

- **Assist with the development of management information (MI) in relation to transaction monitoring alerts to ensure early warning escalation of issues, including the potential for backlogs and non-adherence to policy**:

- **Assist with ad-hoc projects in relation to transaction monitoring as required.
**Suspicious Activity Reporting**
- **Record, review and investigate SARs received as directed by manager**:

- **Help develop and enhance SAR MI for presentation to relevant committees**:

- **Adhere to policy, procedures, processes and control**:

- **Raise Incidents Reports (IRs) as required following investigation of alerts and liaise with US SAR Control in respect of reports raised**:

- **Assist with filing reports with external agencies (NCA etc) as required following investigation and approval by MLRO.
**Other**
- **Assist in the development of departmental MI**:

- **Assist in and performance of other tasks and projects as directed by MLRO**

**Requirements**:

- Bachelor s degree or the equivalent combination of education and experience is required. 3-5 years of total work experience preferred.
- Experience with financial crime, Financial Services Industry regulations, compliance operations or auditing preferred.
- S t r o n g a n a l y t i c al s k ill s, p r o b l e m -s o lvi n g a b i li t y and at t ent i on to d e ta i l ;
- E xc e l l ent IT s k ill s ( i n p a r t i c u l ar M i cr o s o f t O f f i c e)
- E x pe r i ence wi t h A M L tr ansac t i on s u r v e ill ance s y s t e m s ( e i t her au t o m a t ed or m a nua l ) p r e f e r r ed

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.

Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support well-being and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

**BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.**

**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.