Financial Crime

2 weeks ago

London, United Kingdom eFinancial Careers Full time

Job Title: Financial Crime - Transaction Monitoring Lead
Corporate Title: Vice President
Department: Compliance - Financial Crime (LCC)
Location: London
**Company overview**

**Department overview**:
The EMEA Compliance function is searching for an experienced Transaction Monitoring Lead to work in the London based team.

This role will require a sound understanding of the Transaction Monitoring end to end process Risks and typologies and will be required to support EMEA Compliance management on all TM related matters.

**Role Description**:
**Duties & Responsibilities**:
The role holder will be expected to drive standards in Transaction Monitoring through:

- Management of the Transaction Monitoring process end to end
- Overseeing the delivery of technological solutions including owning the UAT approach
- Designing, configuring, testing and implementing automated Transaction Monitoring rules aligned to our Transaction Monitoring risk assessments
- Performing Model effectiveness reviews producing recommendations for action
- Driving the implementation of approved recommendations
- Developing data quality tests and implementing data quality and capability MI
- Overseeing the offshore alert handling team - being the central point for any queries
- Performing QA of alert handling
- Tracking, reviewing and escalating metrics and reporting to identify Key Performance Indicators (KPI) and Key Risk Indicators (KRI) to management and other key stakeholders.

**General Responsibilities**:

- Conduct initial analysis of transactions using internal/external research tools in order to assess and determine if the transactions seem plausible or if there is reasonable suspicion that the transaction involves money laundering.
- Working with colleagues in the wider Financial Crime Team with respect to identifying suspicious or unusual transactions, non-compliant activity or increased compliance risk.
- Accurately document rationale for case closure or escalation as appropriate.
- Determine if additional enquiries are required and escalate as appropriate for non/low quality responses.
- Preparation of customer transaction analysis summaries on request.
- Participate in cross-functional compliance meetings.
- Ensure close communication and information sharing with global compliance colleagues
- Participate in ongoing development of the Transaction Monitoring systems, including User Acceptance Testing as needed.

**Skills, Experience, Qualifications and Knowledge required**
- Experience of data quality work
- Analytical, well-informed and creative approach to problem-solving
- Ability to work independently and to the highest level of accuracy and accountability
- Highly organized with excellent research and analytical skills
- Good written, oral, presentation and interpersonal skills
- Self-motivated and adept at working independently or in a team on multiple and varied tasks
- Ability to perform under pressure and capable of working collaboratively with employees throughout the company
- Minimum of 5 years practical experience in Compliance, Banking, Audit or other Regulatory related work.

**Right to Work**

Please contact us if you are visiting our offices and require any form of personal assistance or physical adaptations to be provided for your appointment. A member of staff will be happy to help.

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