Current jobs related to Junior Compliance Specialist - London - Executive Facilities

  • Compliance Manager

    5 days ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...


  • London ECM, United Kingdom API Compliance Ltd Full time

    OverviewWe are a boutique financial services consulting firm with a small, UK- and Hong Kong-based team of international staff. We provide regulatory and financial crime support to UK businesses regulated by the Financial Conduct Authority.We are looking for a Junior Compliance Consultant to support our team of senior consultants on regulatory and financial...

  • Junior Risk

    7 days ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...

  • Compliance Manager

    1 day ago


    London, United Kingdom AJ Fox Compliance Full time

    A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...


  • London, United Kingdom API Compliance Ltd Full time

    **PLEASE APPLY VIA INDEED. PLEASE DO NOT CALL OR EMAIL TO ENQUIRE** **Please read through the job description, especially the location of work; Complete the assessment and answer all the questions if you are interested in the position, thanks** **About API Compliance** Formed in 2014, we are a small boutique regulatory consultancy based in the UK and...


  • London, United Kingdom AJ Fox Compliance Full time

    A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...

  • Compliance Officer

    3 weeks ago


    london, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...

  • Junior Conflicts

    2 weeks ago


    London, United Kingdom AJ Fox Compliance Full time

    We are working with a well-respected international law firm who are seeking to hire a Junior Conflicts & AML Analyst to join their Compliance function in London. The responsibilities of this role will include: - Conducting conflicts checks to ensure legal and commercial conflicts are avoided - Conducting AML checks including sanctions, PEP and other...


  • London, United Kingdom Compliance Professionals Full time

    Legal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...


  • London, United Kingdom Lorien Full time

    **Junior Compliance Officer** Are you looking to kick start your career as a compliance officer and be a part of a large compliance, risk and security team? **This role offers;** - Work within a FTSE 100 company - Attractive salary as well as an excellent bonus - Hybrid working - Excellent knowledge and experience in Microsoft suite of software specifically;...

Junior Compliance Specialist

2 weeks ago


London, United Kingdom Executive Facilities Full time

Our client a leading international software services company is seeking a financial services compliance specialist reporting to the Head of UK Compliance. Initially home based, 2-3 days a week in London offices when feasible.

**Skills**:

- Strong regulatory reporting experience with specific focus on FCA reporting requirements
- Knowledge of the Payment Services Directive (PSD2)
- Experience within Banks, FinTech, Payments Companies or Big4
- Degree qualified + 3 yrs experience

**Duties**:

- Support the overall compliance program with specific focus on requirements under their FCA regulatory licences
- Responsibility for all UK regulatory reporting in accordance with their various Open Banking & Payments licences
- Assist in the management of 'high-focus' areas for the FCA such as regulatory reporting, customer complaints & notifications as per EBA guidelines
- Provide compliance advice in relation to new & existing regulated financial services products

This would suit a Junior to mid-level compliance professional with experience working in the financial services regulatory compliance space.

**Benefits**
- Long contract
- Global company