Compliance Advisory Associate

Compliance Advisory Associate – Broadgate As the Compliance Advisory Associate, you will be working with the wider Risk & Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Key Responsibilities Provide advice, training, and guidance to the business on regulatory matters Work on regulatory horizon scanning...

Job DescriptionAre you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12...

Are you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12 month FTC contract...

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Job DescriptionAre you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12...

A leading compliance advisory firm is seeking a Compliance Advisory Associate in London. The role involves advising the business on regulatory matters, supporting the review of financial promotions, and managing regulatory queries. Candidates should have prior experience in compliance within Wealth & Investment Management and possess detailed knowledge of...

We're seeking a Markets Compliance Advisory - Associate who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices. As a Compliance...

**Compliance Advisory - Asset Management** **6 Month Contract** **London - Hybrid** **Excellent Rate** We are currently recruiting for a Compliance Advisor on behalf of a global investment house based in the City of London. The compliance advisor will sit in the specialists’ team which provides advice on technical queries and delivery of business and...

Debt Advisory Associate Advising Sponsors and Corporates across capital and debt raising, focusing mainly on LBO's. Working across the transaction life cycle. Client Details West End based Elite Boutique Debt Advisory firm Description Debt Advisory Associate Provide strategic advice on debt financing and restructuring.Conduct financial analysis and prepare...

Interpath is an international and fast-growing advisory business with deep expertise in a broad range of specialisms spanning deals, advisory and restructuring capabilities. We deliver tangible results for global businesses, their investors, and stakeholders when complex problems arise, and critical decisions need to be made. Interpath is agile, independent,...