Compliance Advisory Associate

A leading compliance advisory firm is seeking a Compliance Advisory Associate in London. The role involves advising the business on regulatory matters, supporting the review of financial promotions, and managing regulatory queries. Candidates should have prior experience in compliance within Wealth & Investment Management and possess detailed knowledge of...

Job DescriptionAre you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12...

We have an opportunity for a Compliance Advisory Associate to join our Compliance department. You will report into the Regulatory Risk Manager and will be responsible for assisting the Head of Compliance with the management of the firm’s compliance framework and activities, as well as supporting the delivery of the compliance team’s annual plan,...

Are you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12 month FTC contract...

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Job DescriptionAre you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business who are well known for their positive and collaborative culture.This is a 9-12...

About FRP At FRP, we are a leading national business advisory firm based in the UK. With over 900 team members, including more than 100 partners, we specialise in Corporate Finance, Debt Advisory, Forensic Services, Financial Advisory, Restructuring Advisory and Real Estate Advisory. Operating from 35 offices across the UK, Isle of Man and Cyprus, we are...

Overview Associate Director/Director - Debt Advisory - Asset Based Lending (ABL) specialist. Lead the origination, structuring, and execution of ABL debt transactions for mid-market sponsor and corporate clients. Deep expertise in traditional ABL structures and broader debt advisory solutions, including acquisition finance and refinancing strategies. Work...

We're seeking a Markets Compliance Advisory - Associate who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices. As a Compliance...

Compliance AdvisorySpecialisms : Compliance Advisory JobsLondonVP levelJob type : PermanentSector : Financial ServicesJob reference : NE43792Apply for this jobCompliance Officer – Advisory (Capital Markets / FX Payments)London | Hybrid (3 days office / 2 days remote) | Up to VP levelA growing capital markets business is seeking a Compliance Advisory...