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Senior Compliance Officer
2 weeks ago
**Are you an experienced Compliance professional?**
**Are you looking to take on a challenging role with an organisation undergoing a period of transformation to realise their ambitious goals?**
If so this is the role for you.
Our client, specialist Financial Services organisation are looking for a **Senior Compliance Officer** to fulfil a pivotal post within their Compliance Team. Reporting to the Head of Compliance you will be responsible for ensuring the Bank's adherence to regulatory and legislative requirements through compliance monitoring
**Key Responsibilities**
- Providing regulatory advice and guidance to Senior Management and other colleagues.
- Taking responsibility for Second Line of Defence (2LOD) to provide support to Senior Management and Operations in making their First Line of Defence (1LOD) decisions.
- To be responsible for scheduling and maintaining a risk-based compliance monitoring schedule for all relevant FCA & PRA regulated business activities, ensuring there is an effective audit trail.
- Undertaking deep dive assessments on key business areas.
- Compliance experience gained in a financial institution or similar environment
- Understanding of risk methodologies and risk related control frameworks.
- Compliance reporting and corporate governance knowledge, including development and reviewing policy and regulatory change
- Ability to influence strongly at all levels
Based from the Kings Hill head quarters you will split your time between home and office working. In return for your expertise our clients offer **free on-site parking, a generous pension, private healthcare and 30 days holiday plus Bank Holidays.