SOX Manager, Internal Audit

Location

London - One Canada Square, Level 26

Brookfield Culture

Brookfield has a unique and dynamic culture.  We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader:  Entrepreneurial, Collaborative and Disciplined.  Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

Job Description

Brookfield Internal Audit is an independent, objective assurance and advisory function established within Brookfield Asset Management with a team of audit professionals based in Toronto, New York, London, Sao Paolo, Sydney and Mumbai. The function provides audit and advisory services to Brookfield Asset Management and its public controlled affiliates.  

Position Summary:

The SOX Manager will lead the end-to-end implementation and management of Sarbanes-Oxley (SOX) programs across the EMEIA region under general direction of the Senior Vice President and various Directors. This role requires overseeing compliance with SOX requirements, supporting management on IFRS technical matters, and coordinating with internal teams and external auditors.

Key Responsibilities:

Key responsibilities of this position would include, but are not limited to:

• Lead SOX Program Management: Coordinate and support the design, implementation, and ongoing maintenance of SOX compliance programs across Brookfield's investment companies in the region.
• Stakeholder Management: Establish and maintain strong working relationships, acting as the primary liaison between local management teams, Brookfield finance teams, and local/global statutory auditors.
• Third-Party Engagement: Identify and appoint external firms for SOX implementation and annual testing when required, including supporting the SVP/Directors in effort estimation, cost analysis, and fee negotiations.
• Project Management: Collaborate with relevant teams and third-party firms for SOX program implementation, supervision of annual SOX control testing across multiple portfolio companies and support timely remediation of identified deficiencies.
• Documentation & Audit Standards: Prepare comprehensive working papers in line with SOX requirements and applicable audit standards.
• Reporting: Prepare and present periodic updates to local, regional and global teams on the various SOX programs.
• Technical Accounting Advisory: Assist management in evaluating complex technical accounting issues under IFRS and provide guidance on internal control implications and SOX program.

Candidate Profile:

We seek team members whose values align with our attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined and have a long-term focus. Brookfield is committed to the development of its people through exposure to diverse businesses and challenging assignments. To qualify, candidates must have:

• Professional Certification: ACA, ACCA, CPA, CA, or equivalent designation.
• Experience: 6 years Post-Qualified Experience , including at least 3 years in a supervisory role focused on accounting, integrated auditing, internal controls, and financial reporting, preferably with a Big Four firm or a large multinational organisation.
• Technical Expertise: Strong knowledge of SOX requirements, internal control frameworks, and IFRS standards.
• Stakeholder Management: Proven ability to manage and influence stakeholders across diverse geographies.
• Independence & Prioritisation: Ability to work autonomously, prioritise tasks effectively, and meet deadlines in a regional role.
• Organizational Skills: Exceptional planning and organizational capabilities to manage multiple priorities.
• Adaptability: Comfortable working in a fast-paced, team-oriented environment with the ability to multitask.
• Proactive Approach: Self-motivated and proactive in managing workload and pursuing professional development.
• Additional Experience: Exposure to operational audits, compliance reviews, or IT control environment evaluations is an advantage.
• Technical Proficiency: Advanced proficiency in Microsoft Office applications.

Leadership Competencies

• Strategic Thinking: Ability to align SOX compliance objectives with broader organisational goals.
• Influence & Impact: Effectively influence stakeholders across multiple geographies and functions.
• Decision-Making: Make sound, timely decisions on compliance and technical accounting matters.

Collaboration Competencies

• Cross-Functional Partnership: Build strong relationships with finance, operations, and audit teams globally.
• Communication: Deliver clear, concise updates to senior management and local teams.
• Conflict Resolution: Navigate differing priorities and resolve compliance-related issues collaboratively.
• Cultural Awareness: Work effectively across diverse cultural and regulatory environments.

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it.  Accordingly, we do not tolerate workplace discrimination, violence or harassment.

We are proud to create a diverse environment and are proud to be an equal opportunity employer. We are grateful for your interest in this position, however, only candidates selected for pre-screening will be contacted.

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