Wealth Compliance Monitor

5 days ago


Exeter, United Kingdom Argentis Financial Planning Limited Full time

A financial services firm in the UK is seeking a Compliance Monitoring Officer to oversee regulatory compliance within wealth management. The role involves testing controls, producing insights, and collaborating closely with the compliance team. Candidates must have experience in compliance monitoring and strong knowledge of the FCA Handbook. This position allows hybrid working after training, offering a competitive salary and benefits such as private medical insurance and paid birthday leave.
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