SVP, Compliance

2 weeks ago

City Of London, United Kingdom Acrisure, LLC Full time

SVP, Compliance page is loaded## SVP, Compliancelocations: 9th Floor, 40 Leadenhall Street - LONDON, UKtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: JR109435## About the team and the jobThis role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions, acting as a business advisor and enabler.How you’ll contribute: • Work closely with the Broking Teams, Operations and other key stakeholders to advise upon Trading Partner relationships and assist in their onboarding and maintenance. • Maintaining accurate and up-to-date records of trading partner relationships, including related correspondence, supporting documentation and onboarding due diligence. • Advising on and drafting of TOBAs, Non-Disclosure Agreements, Confidentiality Agreements, Transfer of Business Agreements and other related contractual or insurance documents • Advising upon licensing requirements to ensure business is permitted to transact and/or place business in specific markets/jurisdictions. Ensuring compliance with all applicable regulatory regimes • Responsibility for third party payment approvals including ensuring the Firm's policies are followed, key stakeholders are kept up-to-date and escalation taken where required. • Identifying and advising upon potential sanctions issues, including recognizing when issues might occur, escalating where required, providing appropriate guidance and commercial solutions in a timely and accurate manner. Liaising with business and other stakeholders to advance the matter. • Responding to intermediary questionnaires from third parties regarding their onboarding requirements. • Prepare, compile and collate compliance data and MI. • Assist with the maintenance of various registers, such as Gifts & Entertainment, Complaints and others.Requirements• Head of Compliance and Risk function experience required at a Lloyd's broker, preferable. • Experience of preparing, reporting and presenting at formal Governance Boards required • SMF/Certified Individual designation holder is desirable. • Ability and willingness to multi-task effectively, efficiently and proactively to tight deadlines is a prerequisite for this role • Experience of overseas entity Compliance management, preferable. • London Market operational understanding desirable.Acrisure is committed to employing a diverse workforce. All applicants will be considered foremploymentwithout attention to race, color, religion, age, sex, sexual orientation, gender identity, national origin, veteran, or disability status. **California** residents can learn more about our privacy practices for applicants by visiting the Acrisure California Applicant Privacy Policy available at .To Executive Search Firms & Staffing Agencies: Acrisure does not accept unsolicited resumes from any agencies that have not signed a mutual service agreement. All unsolicited resumes will be considered Acrisure’s property, and Acrisure will not be obligated to pay a referral fee. This includes resumes submitted directly to Hiring Managers without contacting Acrisure’s Human Resources Talent Department.
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