SVP, Compliance
2 weeks ago
SVP, Compliance page is loaded## SVP, Compliancelocations: 9th Floor, 40 Leadenhall StreetReady to make your application Please do read through the description at least once before clicking on Apply.- LONDON, UKtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: JR109435## About the team and the jobThis role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions, acting as a business advisor and enabler.How you’ll contribute: • Work closely with the Broking Teams, Operations and other key stakeholders to advise upon Trading Partner relationships and assist in their onboarding and maintenance.• Maintaining accurate and up-to-date records of trading partner relationships, including related correspondence, supporting documentation and onboarding due diligence.• Advising on and drafting of TOBAs, Non-Disclosure Agreements, Confidentiality Agreements, Transfer of Business Agreements and other related contractual or insurance documents • Advising upon licensing requirements to ensure business is permitted to transact and/or place business in specific markets/jurisdictions.Ensuring compliance with all applicable regulatory regimes • Responsibility for third party payment approvals including ensuring the Firm's policies are followed, key stakeholders are kept up-to-date and escalation taken where required.• Identifying and advising upon potential sanctions issues, including recognizing when issues might occur, escalating where required, providing appropriate guidance and commercial solutions in a timely and accurate manner.Liaising with business and other stakeholders to advance the matter.• Responding to intermediary questionnaires from third parties regarding their onboarding requirements.• Prepare, compile and collate compliance data and MI.• Assist with the maintenance of various registers, such as Gifts & Entertainment, Complaints and others.Requirements• Head of Compliance and Risk function experience required at a Lloyd's broker, preferable.• Experience of preparing, reporting and presenting at formal Governance Boards required • SMF/Certified Individual designation holder is desirable.• Ability and willingness to multi-task effectively, efficiently and proactively to tight deadlines is a prerequisite for this role • Experience of overseas entity Compliance management, preferable.• London Market operational understanding desirable.Acrisure is committed to employing a diverse workforce.All applicants will be considered foremploymentwithout attention to race, color, religion, age, sex, sexual orientation, gender identity, national origin, veteran, or disability status.**California** residents can learn more about our privacy practices for applicants by visiting the Acrisure California Applicant Privacy Policy available at .To Executive Search Firms & Staffing Agencies: Acrisure does not accept unsolicited resumes from any agencies that have not signed a mutual service agreement. xpwpeyx All unsolicited resumes will be considered Acrisure’s property, and Acrisure will not be obligated to pay a referral fee.This includes resumes submitted directly to Hiring Managers without contacting Acrisure’s Human Resources Talent Department.#J-18808-Ljbffr
-
Svp Compliance Manager
2 weeks ago
London, United Kingdom eFinancialCareers Full timeAn expanding international bank are looking to recruit a SVP Compliance Manager to join their business to work closely with the Head of Department to ensure delivery of workplans, monitoring and tracking, escalations and contributing to a strong complianceculture. **Main Responsibilities** - Provide people and technical leadership across Core Compliance,...
-
SVP, EMEA Digital Assets Compliance
2 weeks ago
Greater London, United Kingdom BNY Full timeA global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives. Ideal candidates will have a Bachelor’s degree in a...
-
EMEA Tax Structuring SVP
6 days ago
London, United Kingdom LGBT Great Full timeA leading investment management firm in London seeks an experienced Tax Counsel or SVP to join its team. This role involves overseeing tax structuring for EMEA funds, collaborating with internal teams to develop tax-efficient strategies, and ensuring compliance. Candidates should have 10+ years in fund tax structuring and relevant professional...
-
SVP Commercial Operations
5 days ago
Greater London, United Kingdom NielsenIQ Full timeAbout the job The SVP Commercial Operations is responsible for defining and executing the transformation roadmap for commercial operations aligning with sales, legal and finance to support the commercial strategy while ensuring strong governance and compliance. This role involves leading cross-functional initiatives to streamline processes, integrating...
-
SVP Commercial Operations
1 week ago
London, United Kingdom NielsenIQ Full timeAbout the jobThe SVP Commercial Operations is responsible for defining and executing the transformation roadmap for commercial operations aligning with sales legal and finance to support the commercial strategy while ensuring strong governance and compliance. This role involves leading cross-functional initiatives to streamline processes integrating...
-
Chief of Staff to SVP Product
1 week ago
London, United Kingdom Dataiku Full timeDataiku is The Universal AI Platform giving organizations control over their AI talent processes and technologies to unleash the creation of analytics models and agents. Providing no- low- and full-code capabilities Dataiku meets teams where they are today allowing them to begin building with AI using their existing skills and knowledge.Dataikus mission is...
-
Greater London, United Kingdom BNY Full timeSVP - EMEA Digital Assets Financial Crimes Compliance Advisory Join to apply for the SVP - EMEA Digital Assets Financial Crimes Compliance Advisory role at BNY Job Description At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial...
-
SVP, Compliance
1 week ago
London, United Kingdom Acrisure Full timeAbout the team and the jobThis role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions acting as a business advisor and enabler.How youll contribute: Work closely with the Broking Teams Operations and other key stakeholders to advise upon Trading Partner...
-
SVP, Compliance
7 days ago
London, United Kingdom Acrisure Full time £150 - £200About the team and the jobIf your skills, experience, and qualifications match those in this job overview, do not delay your application.This role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions acting as a business advisor and enabler.How you'll...
-
Greater London, United Kingdom Jefferies Full timeA prominent global investment bank is seeking an experienced European Head of Equities Market Risk Management, SVP, to oversee equity markets, manage risks across EMEA and Asia, and ensure compliance with risk policies. The ideal candidate will possess over 15 years of experience in risk management within financial institutions, along with strong analytical...
