Compliance Consultant
6 days ago
We are working with a well established financial planning firm that is looking to appoint an experienced Compliance Consultant. The Compliance Consultant will not only possess technical expertise, but also excellent communicate skills, both written and verbal, in order to cultivate client relationships of trust and mutual respect. This role is for a self-starter who has exceptional drive and determination and is able to manage their own workload in order to deliver excellent service efficiently and effectively. A certain level of travelling to client sites will be required although many of the services can also be delivered remotely. A clean driving licence and own car would therefore be required. Key Responsibilities Keeping up to date with, and understanding, relevant laws and regulations Monitoring client financial activities to ensure they are legal and in compliance with internal and external policies Investigating irregularities and non-compliance issues Providing guidance to individual and firms on compliance matters Supporting firms to gain authorisations and permissions Working on projects, such as rules analysis, thematic reviews etc. Providing financial promotions feedback Complaint handling support to firms where required Developing relevant compliance collateral Providing oversight services to firms as ... #J-18808-Ljbffr
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Compliance Consultant — Remote
7 days ago
West Yorkshire, United Kingdom MERJE Ltd Full timeA financial planning firm in the United Kingdom is seeking an experienced Compliance Consultant to ensure client compliance with relevant regulations. The ideal candidate will possess strong technical expertise and excellent communication skills to build trustworthy client relationships. This role entails monitoring client activities, providing guidance on...
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Senior GRC Compliance Monitoring Lead
2 weeks ago
West Yorkshire, United Kingdom Lutine Bell Full timeA leading financial services consultancy in the UK is seeking an experienced Associate Consultant specializing in GRC. The role focuses on enhancing compliance monitoring and ensuring adherence to regulations. Candidates should have a minimum of five years of experience in compliance, excellent stakeholder management skills, and proven leadership...
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Compliance Monitoring Lead
2 weeks ago
West Yorkshire, United Kingdom Lutine Bell Full timeAssociate Consultant, specialising in GRC across the Financial Services One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to...
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Compliance Monitoring Specialist
1 week ago
West Yorkshire, United Kingdom Lutine Bell Full timeAssociate Consultant, specialising in GRC across the Financial Services One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second‑line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line...
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Pensions Consultant
3 weeks ago
Wakefield, West Yorkshire, United Kingdom Alexander Lloyd Full timeDC Pensions Consultant At Alexander Lloyd, we're excited to be partnering with one of the UK's leading Employee Benefits and Wellbeing consultancies to help them find an exceptional DC Pensions Consultant to join their dynamic pensions team. In this role, you'll play a key part in driving client success building strong, lasting relationships with...
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Promotions Consultant
2 weeks ago
Batley, West Yorkshire, United Kingdom Enevo Full timeAcoustic Consultant Job Title: Acoustic Consultant Location: Birstall, Leeds Hours: Full-time Reports To: Senior Acoustic Consultant Salary: circa £30,000 The Company: enevo is a national building consultancy specialising in Building Safety, Environmental and Compliance, and Building Control. We support building industry...
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Recruitment Consultant
1 week ago
West Yorkshire, United Kingdom TipTopJob Full timeTipTopJob West Yorkshire, England, United Kingdom Recruitment Consultant TipTopJob is looking for a Recruitment Consultant to operate from our Wetherby office, Monday to Friday. The role is full‑time, permanent, with a base salary of £40k per year and uncapped commission. Benefits Additional leave Casual dress Company events Company pension Cycle to work...
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Recruitment Consultant
17 hours ago
West Yorkshire, United Kingdom TipTopJob Full timeRecruitment Consultant – TipTopJob Salary: £40,000 per year + uncapped commission + benefits. Job Type: Full-time, Permanent. Location: Wetherby, office-based, Monday to Friday. What We Offer Clear progression in a fast-growing start-up. Collaborative, supportive culture. Additional leave. Casual dress. Company events. Company pension. Cycle to work...
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Asbestos Analysts, Surveyors or Consultants
4 days ago
West Yorkshire, United Kingdom TipTopJob Full timeTipTopJob West Yorkshire, England, United KingdomAsbestos Analysts, Surveyors or ConsultantsContract Type: PermanentLocation: West YorkshireSalary: GBP28,225.60 – GBP38,438.40Our client, a leading nationwide environmental provider and consultancy, is seeking Qualified Asbestos Analysts, Surveyors, and Consultants to join their growing technical team in...
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Physics Consultant
19 hours ago
West Yorkshire, United Kingdom BWB Consulting Ltd Full timeWe believe 'simple is best’ when it comes to building engineering services design, providing the most appropriate cost effective solutions for our clients that ensure we create the right environments supporting the building use. Join our team of M&E expertsas they play a vital role in providing energy efficient, sustainable, safe buildings for both clients...