Senior GRC Compliance Monitoring Lead

Associate Consultant, specialising in GRC across the Financial Services One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to...

A leading financial services firm is seeking a Compliance Monitoring Officer specializing in GRC across Financial Services. This pivotal role requires conducting second-line reviews of client files to ensure compliance with FCA regulations. Desired qualifications include a Level 4 Investment Advice Diploma and at least three years of relevant experience....

Associate Consultant, specialising in GRC across the Financial Services One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second‑line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to regulatory adherence, sound governance, and industry best practice. Key...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to regulatory adherence, sound governance, and industry best practice.Key...

A financial services firm in West Yorkshire is seeking an experienced Compliance Monitoring Manager to enhance their compliance oversight capabilities. The role includes developing compliance monitoring plans, delivering executive oversight, and producing compliance reports for senior management. Ideal candidates will have a minimum of five years' experience...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation's commitment to regulatory adherence, sound governance, and industry best practice.Key...

Compliance Monitoring Officer - Investment Management This range is provided by Meraki Talent. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Meraki Talent is working with an established and respected wealth and investment management firm that is seeking several experienced Compliance Monitoring...

Compliance Monitoring Officer Broadgate, West Yorkshire, England, United Kingdom Overview As a Compliance Monitoring Officer, you will be responsible for conducting second-line file reviews and thematic assessments of investment management activities. Key Responsibilities Producing high-quality monitoring reports summarising findings, trends, and...

A respected wealth management firm is seeking Compliance Monitoring Officers to join its second-line compliance function. This role involves conducting thorough reviews of investment advice and ensuring adherence to FCA regulations. Ideal candidates will have a Level 4 Investment Advice Diploma and a minimum of 3 years of experience in compliance monitoring....