Senior Compliance Monitor – Investment Management

Compliance Monitoring Officer - Investment Management This range is provided by Meraki Talent. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Meraki Talent is working with an established and respected wealth and investment management firm that is seeking several experienced Compliance Monitoring...

A leading financial services firm is seeking a Compliance Monitoring Officer specializing in GRC across Financial Services. This pivotal role requires conducting second-line reviews of client files to ensure compliance with FCA regulations. Desired qualifications include a Level 4 Investment Advice Diploma and at least three years of relevant experience....

A financial services firm in West Yorkshire is seeking a Compliance Monitoring Officer to ensure compliance with regulatory standards. This role involves producing monitoring reports, collaborating on training initiatives, and conducting reviews of client files. The ideal candidate has a Level 4 Investment Advice Diploma and at least 3 years of experience in...

Associate Consultant, specialising in GRC across the Financial Services One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second‑line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line...

Associate Consultant, specialising in GRC across the Financial Services One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to regulatory adherence, sound governance, and industry best practice.Key...

Broadgate West Yorkshire, England, United Kingdom Compliance Monitoring Manager Overview An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team. Key Responsibilities Lead on the development and implementation of a risk-based Compliance and...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation’s commitment to regulatory adherence, sound governance, and industry best practice. Key...

Compliance Monitoring Officer Broadgate, West Yorkshire, England, United Kingdom Overview As a Compliance Monitoring Officer, you will be responsible for conducting second-line file reviews and thematic assessments of investment management activities. Key Responsibilities Producing high-quality monitoring reports summarising findings, trends, and...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation's commitment to regulatory adherence, sound governance, and industry best practice.Key...