Conduct Risk Lead — Wholesale

Wholesale and Investment Banking Conduct RiskManager London / Hybrid Up to £95k plus benefitsIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution. You may have worked for a UK regulator, a top tier bank or a client facing advisory firm. You will be able to provide pragmatic and...

OverviewWholesale and Investment Banking Conduct Risk Manager – London / Hybrid – Up to £95k plus benefitsIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution.Responsibilities / ExpertiseIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market...

We are looking for Lead Associates to join the supervisory teams within the Wholesale Banks Department of the Financial Conduct Authority (FCA). The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for the conduct of business supervision of investment banking groups.- Key Roles and...

Are you interested in joining a dynamic team supervising the UK’s wholesale brokers? We are recruiting for a Lead Associate to join the Wholesale Brokers Flexible Firm Supervision Team at the FCA, in a department that is at the forefront of the FCA’s work to supervise wholesale intermediaries. Your role will lead the delivery of the supervisory strategy...

Job title: Wholesale Market Risks and FICC Risk management SpecialistTo be considered for an interview, please make sure your application is full in line with the job specs as found below.Division: Supervision, Policy & CompetitionDepartment: Sell Side – Wholesale MarketsSalary: National (Edinburgh and Leeds) ranging from £52,400 to £71,000 and London...

Salary: National £65,200 to £98,000 and London £67,900 to £108,000 - Are you interested in playing a key role in supervising wholesale banks operating in the UK? If you are, then this could be the role for you.The Team/Department The Wholesale Banks Sector Team is responsible for supporting the supervision of the Wholesale Banks portfolio. We identify...

Job Title: Wholesale Market and FICC Specialist Division: Supervision, Policy & Competition Department: Sell Side – Wholesale Markets Salary: National (Edinburgh and Leeds) ranging from £52,400 to £71,000 and London from £57,000 to £75,000 (salary offered will be based on skills and experience) This role is graded as: Senior Associate, Regulatory Your...

We are recruiting for a Senior Associate to join the supervisory team within the Wholesale Banks Department. Therefore, we are looking for an individual who has a good understanding of wholesale banks or of wholesale conduct risks and a proven ability to learn quickly in role, who can develop strong relationships with senior management at firms and...

Lead Wholesale Market Associate Department - Market Infrastructure Trading Venues Department Division - Supervision, Policy and Competition (SPC) Salary - London £64,900- £80,000 pro rata (salary offered will be based on skills and experience) About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are...

**Regulatory Assessment and Conduct Lead** **London** As a Barclay’s Regulatory Assessment and Conduct Lead, you will be supporting the management of the regulatory and conduct risk reporting on behalf of Transaction Banking, Wholesale Lending and International and UK Corporate Banking, enabling them to manage it’s first line regulatory compliance risk...