Wholesale & Investment Banking Conduct Risk - London

OverviewWholesale and Investment Banking Conduct Risk Manager – London / Hybrid – Up to £95k plus benefitsIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution.Responsibilities / ExpertiseIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market...

We are looking for Lead Associates to join the supervisory teams within the Wholesale Banks Department of the Financial Conduct Authority (FCA). The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for the conduct of business supervision of investment banking groups.- Key Roles and...

The Role We are recruiting an associate to join the Wholesale Banks Supervision Team. It is a key point for the team and so we are looking for someone with relevant experience who can quickly contribute to the work of the team. The role will be focused on helping deliver firm supervision for wholesale banks and will include getting involved in cross sector...

We are recruiting for a Senior Associate to join the supervisory team within the Wholesale Banks Department. Therefore, we are looking for an individual who has a good understanding of wholesale banks or of wholesale conduct risks and a proven ability to learn quickly in role, who can develop strong relationships with senior management at firms and...

Salary: National £65,200 to £98,000 and London £67,900 to £108,000 - Are you interested in playing a key role in supervising wholesale banks operating in the UK? If you are, then this could be the role for you.The Team/Department The Wholesale Banks Sector Team is responsible for supporting the supervision of the Wholesale Banks portfolio. We identify...

A leading recruitment firm in London is seeking a Conduct Risk Manager to address conduct risk issues in banking. The role requires extensive knowledge of regulatory solutions, stakeholder management, and robust risk management frameworks. Ideal candidates will have experience with UK regulatory standards and demonstrate the ability to operate in a hybrid...

We’re looking for an IT Support Technician to join our dedicated team at an investment bank in the City of London. This role provides first and second level support for all internal IT equipment and services, including the trading floor. bKey Role Provide first and second level support and guidance to users of all decentralized IT equipment and services,...

A prominent financial services group is seeking a Senior Associate or Junior Vice President for its Wholesale Strategy team in London. The role focuses on leading key strategic projects, managing multiple initiatives, and mentoring junior team members. Candidates should have 4-7 years of experience with strong skills in analytics and communication,...

Senior Wholesale Banks Supervisor - Projects Team Department Sell SideDivision Supervision Policy and CompetitionSalary National (Edinburgh and Leeds) ranging from 52400 to 71200 and London 57700 to 78300 pro rata (salary offered will be based on skills and experience)About the FCAThe FCA regulates the conduct of 45000 firms in the UK to ensure our financial...

Job Title: Senior Associate or Junior Vice President, Wholesale Strategy - Investment Banking focus Job Code: 11218 Country: GB City: London Skill Category: Investment Banking Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura...