AML & CDD Executive
3 days ago
OverviewSalary: £28,000 - 30,000 dependent on experienceLocation: GuildfordJob type: Permanent Full TimeHours: During probation (minimum 3 months) office based; after this, can work from home 2 days per week. 9:00-17:30 Monday to Thursday and 9:00-17:00 on Friday, with a 1 hr lunch break.Overview: You will be responsible for assisting the Senior AML/CDD Executive with the management of the client onboarding process, with a focus on client due diligence (CDD) and anti-money laundering (AML) procedures. This role requires a keen eye for detail, a deep understanding of regulatory requirements, and the ability to build strong client relationships while ensuring adherence to compliance standards. We are seeking an AML/CDD Executive to help ensure thorough due diligence and AML compliance for our clients. Key ResponsibilitiesPerform in-depth CDD and AML checks on new and existing clients to assess their risk profiles.Ensure that client documentation and information are accurate and up to date.Investigate and analyse client backgrounds, business activities, and ownership structures.Identify and escalate any high-risk or suspicious client profiles to the AML compliance team.Implement and enforce AML policies, procedures, and controls in accordance with UK regulations.Monitor and report any unusual transactions or activities to the AML team that may indicate potential money laundering or fraud.Keep up to date with evolving AML regulations and implement necessary changes in the client onboarding process.Build and maintain strong relationships with clients, ensuring a positive onboarding experience.Communicate CDD and AML requirements to clients and guide them through the process.Address client inquiries and concerns related to CDD and AML. QualificationsBachelor's degree. Eye for detail. Strong understanding of CDD and AML procedures.Excellent client care skills.Professional and courteous in communication at all times.Proven experience in client onboarding, CDD, and AML within the legal services sector.Analytical mindset with the ability to identify and resolve complex legal issues.Ability to work independently and collaboratively within a team.Strong attention to detail and organizational skills.Understands and adheres to regulatory and compliance procedures at all times.Demonstrates an understanding of, and alignment with, the values of the firm. Benefits25 days' holiday plus bank holidaysPrivate medical coverContributory pensionLife assuranceAnnual bonus schemeCareer development plansSocial events Know someone on the job hunt? Refer them to Carlton Recruitment If we successfully place them and they complete their 3-month probation, you’ll snag a £100 retail voucher as a thank you. Please note we will double check they have not already applied themselves or are on our books already. To help speed up the process of uploading your CV to the client we would suggest that you send us your CV in Word format (or equivalent) if possible, rather than as a PDF. Closing date for applications: June 10, 2025 Apply for this job Your full nameYour email addressPlease tick this box to confirm you live in the UKUpload CV Recaptcha requires verification. I'm not a robot reCAPTCHA Privacy - Terms Head Office: Carlton RecruitmentGlobal House, 1 Ashley Avenue, Epsom, Surrey KT18 5AD Sign up to receive the latest job alerts #J-18808-Ljbffr
-
Client Onboarding Executive
1 day ago
Guildford, United Kingdom Office Angels, UK Full timeClient Onboarding Executive -LegalLocation: Central GuildfordSalary: £28,-£30, plus benefits including 25 days holiday, Private Medical Cover, Discretionary incentive bonus, Hybrid working after probation, Annual Salary Reviews, 5% employer pension contribution & so much more! Hours: (Monday-Friday, 9:00 am - 5:30 pm)About the RoleJoin a dynamic legal...
-
Client Onboarding Executive
18 hours ago
Guildford, United Kingdom Office Angels Full timeClient Onboarding Executive -Legal Location: Central Guildford Salary: £28,000-£30,000 plus benefits including 25 days holiday, Private Medical Cover, Discretionary incentive bonus, Hybrid working after probation, Annual Salary Reviews, 5% employer pension contribution & so much more! Hours: (Monday-Friday, 9:00 am - 5:30 pm) About the Role Join a...
-
Client Onboarding Executive
5 days ago
Guildford GU RD, United Kingdom TWM Solicitors Full time £28,000 - £30,000 per yearThe FirmEstablished in 1799, TWM Solicitors LLP is a leading South East law firm with approximately 220 people across offices in Surrey and SW London.We are a full service firm - for private clients we are renowned for family law, residential property, tax planning, trusts, wealth management and wills and probate.For business clients we have teams dealing...
-
Client Onboarding Executive
5 days ago
Guildford, United Kingdom RSM Full timeAs one of the world’s largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions - we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to...
-
Client Onboarding Executive
1 week ago
Guildford, United Kingdom RSM UK Full time**About the firm and department** RSM is a leading provider of audit, tax and consulting services to middle market leaders globally. With around 3,650 partners and staff in the UK and access to 51,000 people in over 120 countries across the RSM network, we can meet our clients’ needs whereverin the world they operate and offer our staff brilliant and...
-
Client Onboarding Executive
3 days ago
Guildford, United Kingdom RSM UK Full time**About the firm and department** RSM is a leading provider of audit, tax and consulting services to middle market leaders globally. With around 3,650 partners and staff in the UK and access to 51,000 people in over 120 countries across the RSM network, we can meet our clients’ needs whereverin the world they operate and offer our staff brilliant and...
-
Car Sales Executive
23 hours ago
Guildford, United Kingdom Porsche Retail Group Full timePorsche Retail Group have an excellent opportunity for a **Car Sales Executive** to work for one of the world’s most iconic brands and join the prestigious **Porsche Centre Guildford**. This well-located showroom is about to undergo a major redevelopment. The Porsche Centre is based within the main city area and there are retail parks close by. The...
-
Car Sales Executive
3 days ago
Guildford, United Kingdom Porsche Retail Group Full timePorsche Retail Group have an excellent opportunity for a**Car Sales Executiv**e to work for one of the world’s most iconic brands and join the prestigious**Porsche Centre Guildford.** This well-located showroom is about to undergoa major redevelopment. The Porsche Centre is based within the main city area and there are retail parks close by. The dealership...
-
Compliance Assistant
3 days ago
Guildford, United Kingdom RSM UK Full time**About the firm and department** RSM is a leading provider of audit, tax and consulting services to middle market leaders globally. With around 3,650 partners and staff in the UK and access to 51,000 people in over 120 countries across the RSM network, we can meet our clients’ needs wherever in the world they operate and offer our staff brilliant and...
-
Compliance Administration Assistant
24 hours ago
Guildford, United Kingdom RSM UK Full time**About the firm and department** **?**RSM is a leading provider of audit, tax and consulting services to middle market leaders globally. With around 3,650 partners and staff in the UK and access to 51,000 people in over 120 countries across the RSM network, we can meet ourclients’ needs wherever in the world they operate and offer our staff brilliant and...
