Group Compliance Manager
4 days ago
Opportunity to lead on Compliance responsibilities across the GroupHelping senior management foster the Compliance cultureAbout Our ClientOur client are a Lloyds of London broker with offices in the city of London and SurreyJob DescriptionThe Group Compliance Manager - Lloyds of London Broker will be responsible for: Advising on Compliance matters including changes to regulations First line Compliance support Support the external Compliance consultancy where required Development of Annual Compliance PlanAnnual SMCR declarations Notification to regulators such as FCA and ICO as requiredManagement of Insurer and MGA TOBAsOverseeing new Insurer/MGA processThe Successful ApplicantThe Group Compliance Manager - Lloyds of London Broker should have:* Financial services compliance experience in the insurance industry* Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles * Proven experience in managing compliance activity, including monitoring and reporting processes* Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO* Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls* Experience in leading on compliance activity and providing guidance to business teams* Demonstrable experience of strong analytical and problem-solving skillsWhat's on OfferCompetitive salary depending on experience.Pension scheme and health benefits.Permanent role with long-term career growth potential.Supportive and professional working environment.
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Group Compliance Manager
1 week ago
London, United Kingdom IPS Group Full timeAn established independent insurance broking group is seeking an experienced Group Compliance Manager to take ownership of all compliance activity across the business. This is a standalone, generalist role, ideal for a proactive professional who enjoys working autonomously within a collaborative environment. Skills & Experience Minimum 5 years’ compliance...
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Compliance Manager
2 days ago
London, United Kingdom ABM GLOBAL COMPLIANCE Full time**Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...
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Group Compliance Manager
2 weeks ago
London, United Kingdom IDEX Consulting Ltd Full timeIDEX are representing UK-wide financial planning and wealth management group with 13 directly authorised IFA hubs, plus mortgage and investment management businesses. As they continue to grow, they're looking for a Group Compliance Manager to join their central team, reporting to the Group Chief Risk Officer. This is a unique opportunity to work across a...
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Senior Manager, Support Group Compliance
7 days ago
Greater London, United Kingdom Macquarie Group Full timeSenior Manager, Support Group Compliance Join the Senior Manager, Support Group Compliance role at Macquarie Group. Macquarie is a global financial services group operating in 31 markets with 56 years of unbroken profitability. Our Compliance team provides advisory support to Macquarie’s operations, technology, finance and business services teams, covering...
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Group Compliance Manager
1 week ago
Greater London, United Kingdom Idex Consulting Full timeOverview IDEX are representing UK-wide financial planning and wealth management group with 13 directly authorised IFA hubs, plus mortgage and investment management businesses. As they continue to grow, they're looking for a Group Compliance Manager to join their central team, reporting to the Group Chief Risk Officer. This is a unique opportunity to work...
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Group Compliance Manager
1 week ago
London, Greater London, United Kingdom The BD Guys Full time £100,000 - £150,000 per yearThe role of the Group Compliance Manager is to make sure that the company is conducting business in full compliance with all national and international frameworks and regulations that pertain to the Healthcare industry, as well as professional standards, accepted business practices, and internal policies and procedures.HTE and CPP Framework experience are a...
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Compliance Manager
2 days ago
London, United Kingdom AJ Fox Compliance Full timeA well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...
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Group Compliance Manager
1 week ago
City Of London, United Kingdom IDEX Consulting Full timeOverviewIDEX are representing UK-wide financial planning and wealth management group with 13 directly authorised IFA hubs, plus mortgage and investment management businesses. As they continue to grow, they're looking for a Group Compliance Manager to join their central team, reporting to the Group Chief Risk Officer. This is a unique opportunity to work...
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Compliance Manager
6 days ago
London, United Kingdom AJ Fox Compliance Full time**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...
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Group Compliance Manager
1 week ago
City Of London, United Kingdom The BD Guys Full timeThe role of the Group Compliance Manager is to make sure that the company is conducting business in full compliance with all national and international frameworks and regulations that pertain to the Healthcare industry, as well as professional standards, accepted business practices, and internal policies and procedures.HTE and CPP Framework experience are a...
