Risk & Control Officer , Front Office Investment Management , Governance

4 weeks ago

London, United Kingdom JJ SEARCH LTD Full time
Job Description

SALARY: 50-65K


The Client

Our client is a highly successful Investment Management firm.


The Role

The Risk & Control Officer will sit within Front Office Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with regulatory standards and internal policies.


The Risk & Control officer will support the upkeep of the Front Office Risk & Control team’s monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards.


The Risk & Control officer will support the production and ongoing development of effective Front Office MI / KPIs to monitor ongoing competence and to demonstrate that the right client outcomes are being achieved.


Support the resolution of any breaches of Investment Management client mandates and support production of periodic reports to Boards and Committees as required.


The Risk & Control officer will act as a key contact for first line Investment Suitability matters and will share best practice with teams within the Front Office and the wider business, including Risk & Compliance.


The Risk & Control officer will support the delivery of key Front Office Risk & Control initiatives.


The Risk & Control officer to coordinate and provide Suitability related training for the Wealth Management company.

The Candidate

2-3 years experience within Front Office Risk / Portfolio Risk / Front office Business Risk / Front Office Governance.


Investment management / Wealth Management business background.


Strong knowledge and application of FCA Suitability requirements


Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.


Awareness of the current financial services environment and relevant industry or professional Compliance qualification.


Investment focused - good understanding of client investment needs; a working knowledge multi asset classes.


Strong interpersonal skills to work with the Front Office and teamwork


Self-confident and able to influence effectively / Self-motivated.

  • Risk & Control Officer , Front Office Investment Management , Governance

    1 month ago

    London, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Risk & Control Officer will sit within Front Office Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with regulatory standards and internal policies.The...

  • Risk & Control Officer , Front Office Investment Management , Governance

    4 weeks ago

    London, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Risk & Control Officer will sit within Front Office Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with regulatory standards and internal policies.The...

  • Risk & Control Officer , Front Office Investment Management , Governance

    1 month ago

    London,, UK, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Risk & Control Officer will sit within Front Office Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with regulatory standards and internal policies.The...

  • Risk & Control Officer , Front Office Investment Management , Governance

    1 month ago

    london, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65K The Client Our client is a highly successful Investment Management firm. The Role The Risk & Control Officer will sit within Front Office Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with regulatory standards and internal...

  • Front Office Controls Specialist

    1 week ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    At a Tier 1 Investment Bank, we are seeking experienced Internal Audit specialists to join our team on a contract basis.The ideal candidate will be a qualified accountant with a professional services background and experience in front office supervision or internal audit.Main Responsibilities:Undertake periodic product and thematic reviews across the...

  • Compliance Risk

    4 weeks ago

    London, United Kingdom JJ Search Full time

    The Client Our client is a highly successful Investment Management firm.   The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal policies....

  • Compliance Risk

    4 weeks ago

    London, UK, United Kingdom JJ Search Full time

    The Client Our client is a highly successful Investment Management firm. The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal policies. ...

  • Front Office Risk Manager

    1 week ago

    London, United Kingdom Royal London Group Full time

    Job Title: Front Office Risk Manager (Private Assets)Contract Type: Permanent Location: LondonWorking style: Hybrid 50% home/office basedClosing date: 8th December 2024 We are currently looking for a Front Office Risk Manager to join Royal London Asset Management. In this role, you will work closely with the Private Assets senior management team within...

  • Compliance Risk

    4 weeks ago

    London,, UK, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal...

  • Compliance Risk

    4 weeks ago

    London, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal...

  • Compliance Risk

    4 weeks ago

    London, United Kingdom JJ SEARCH LTD Full time

    SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal...

  • Compliance Risk

    2 weeks ago

    London, United Kingdom JJ SEARCH LIMITED Full time

    Job Description SALARY: 50-65K The Client Our client is a highly successful Investment Management firm. The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance...

  • Front Office Risk Management Specialist

    1 month ago

    London, Greater London, United Kingdom Royal London Full time

    We are seeking a highly skilled Front Office Risk Manager to join our team at Royal London Asset Management. In this role, you will work closely with the Property senior management team to uphold and improve the Front Office risk framework.The Front Office – Business Management team supports collaboration and efficiency across the Front Office by...

  • Investment Governance and Risk Officer

    6 months ago

    London, United Kingdom Canada Life Full time

    Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom...

  • Investment Governance and Risk Officer

    6 months ago

    London, United Kingdom Irish Life Full time

    **Location**:London, GB**Company**:CLFIS Limited**Description: **Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation.- Part of our parent company...

  • Investment Governance and Risk Officer

    6 months ago

    London, United Kingdom CLFIS Limited Full time

    Description: Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the...

  • Front Office Supervisor

    6 months ago

    London, United Kingdom Front Office - The Landmark London Full time

    The Landmark London is looking for you to be our **Front Office Supervisor!** Do you want to join an energetic and fun team that works hard and plays hard? If so, we would like you to come and join us as a **Front Office Supervisor **at The Landmark London. We are located opposite Marylebone train and tube station and a short walk from Baker Street and...

  • Front Office Shift Leader

    6 months ago

    London, United Kingdom Front Office Full time

    Are you the type of person that gets out of bed on the right side every day? If so, we’d like you to come and join our happiness as a Front Office Shift Leader! Here at the Royal Lancaster London, our goal is to be the happiest hotel in London and it’s our people that deliver it with their fun and caring attitude. We are always on the lookout for...

  • Front Office Risk Manager

    1 month ago

    London, United Kingdom Royal London Group Full time

    Job Title: Front Office Risk Manager (Property)Contract Type: Permanent  Location: LondonWorking style: Hybrid 50% home/office basedClosing date: 8th November 2024 We are currently looking for a Front Office Risk Manager to join Royal London Asset Management, In this role, you will work closely with the Property senior management team within the business...

  • Front Office Supervisor

    6 months ago

    London, United Kingdom Clayton Hotel London Wall - Front Office Full time

    **Front Office Supervisor - Clayton Hotel London Wall** We have a fantastic new vacancy for Front Office Supervisor in the excellent Clayton Hotel London Wall We are looking for a talented individual with experience in management within the hospitality industry. **Why Dalata and the Clayton Hotel London Wall** Dalata Hotel Group are the most successful...