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Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...
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Compliance Manager
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London, United Kingdom Compliance Professionals Full time(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...
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Compliance Manager
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London,, UK, United Kingdom Compliance Professionals Full time(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...
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Compliance Manager
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...
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Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...
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Compliance Manager
2 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...
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Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager. THE RESPONSIBILITIES: The Compliance Manager will play a crucial role in ensuring...
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Compliance Manager
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London,, UK, United Kingdom Compliance Professionals Full time12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...
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Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full time12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...
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Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeJob Description 12 month FTC **EXCLUSIVE ROLE** THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis. THE RESPONSIBILITIES: Assist with ensuring that compliance related directives, policies & procedures remain up to date Assist...
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Regulatory Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...
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Compliance Operations Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeJob Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...
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Compliance Risk Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:We are seeking a skilled Compliance Manager to join our team at a leading global commodities organisation. This role will play a crucial part in managing a small team and providing 4 days of on-site support.Key Responsibilities:Ensure adherence to all applicable regulatory obligations, particularly those of the FCA, LME, NFA, and CFTC.Stay...
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Compliance Program Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeLeading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...
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Aircraft Compliance Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assessing the Bank's existing information security control environment, identifying potential control gaps, and developing a strategy for enhancement to manage risks in line with...
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AML Compliance Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeAre you a motivated and experienced AML Compliance Manager looking for a new challenge? We have an exciting opportunity for you to join Compliance Professionals in the city as a Regulatory Risk Professional.You will be responsible for ensuring compliance with regulatory requirements, identifying and assessing compliance risks, and maintaining knowledge of...
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Compliance Risk Manager
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London, Greater London, United Kingdom Compliance Professionals Full timeThe Company:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The ideal candidate will have 6 years+ of solid Compliance experience gained within a brokerage environment. Strong experience of commodity markets would be a distinct advantage.Responsibilities:Consideration of all relevant statutory and regulatory...
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Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...
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Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
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Compliance Manager Policy Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...
Compliance Manager
4 weeks ago
Job DescriptionOur client is one of the largest professional trustee and pension governance firms in the UK .They are looking for an experienced compliance and governance professional to join the team on an initial 12 month FTC. The Compliance Manager will be responsible for having oversight of the compliance framework, regulatory and legal adherence, and internal polices. Responsibilities:Data Protection Officer (DPO) - Point of contact for all aspects of data protectionCompliance Policy & Risk Management - Take ownership of all compliance related policies and procedures including ABC, AML, Tax Evasion , Conflicts of InterestHealth and Safety - Own the Health and Safety Policy and manage relationships externallyScheme Compliance - Ensure the framework is up to date and in line with changes in legislationRequirements:Have experience working in a TPR regulated firmStrong understanding of Trust Based Workplace PensionsStrong communication skills (verbal and written)Experience working in a governance or compliance (or similar) capacity