Senior Compliance Associate in Policy, Oversight

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challenge You’ll be providing support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you manage stakeholder relationships to...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Compliance Oversight Team - Policy specialist **Salary**: National ranging from £51,200 to £59,000 and London £56,400 to £65,000 - Are you interested in a role where you can help the FCA to execute against risks of harm?_ The team/department Risk and Compliance Oversight’s (RCO) vision is to continually improve its function as second line of defence...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

Join us as a Senior Compliance Associate in Policy, Oversight & Governance Well look to you to assist in regulatory compliance and conduct insight, oversight and challenge Youll be providing support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you manage stakeholder relationships to...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

Job OverviewWe are currently recruiting for a Compliance Oversight Director to join our team at Hays Senior Finance. The successful candidate will have a proven track record in compliance leadership roles within the cosmetics or consumer healthcare industry.In this role, you will be responsible for developing and implementing effective compliance strategies,...

About the Oversight Board The Oversight Board makes binding and independent decisions about the most challenging content issues on Facebook and Instagram. Members of the Board include Helle Thorning-Schmidt, former Prime Minister of Denmark, Tawakkol Karman, Nobel Peace Prize Winner, Michael McConnell, Director of Stanford’s Constitutional Law Center, and...

Job OverviewWe are seeking a Senior Compliance Associate to join our Policy, Oversight & Governance team at NatWest Markets.This role will involve providing regulatory compliance and conduct oversight support to senior executives and the business.The successful candidate will have experience in banking and regulated firms in the compliance and conduct risk...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements expected for these businesses. # Provide Compliance and...

Role OverviewAs a Policy Oversight Specialist in our Policy, Oversight & Governance team, you will play a critical role in supporting executives in making sure that the business strategy for relevant business units is consistent with and supports an effective regulatory framework.Your key responsibilities will include:Mitigating the risk of legal or...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Company Overview: Compliance Professionals is a boutique wholesale bank seeking a Junior Compliance Officer to join our team in an office-based 5-day role.Salary: Estimated salary for this position is around £45,000 - £55,000 per annum, depending on experience.Job Description:Support the monitoring and assessment of compliance with regulatory requirements...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...