Senior Compliance Associate in Policy, Oversight

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWell look to you to assist in regulatory compliance and conduct insight, oversight and challengeYoull be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to make...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you manage stakeholder relationships to...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceMake your application after reading the following skill and qualification requirements for this position.We’ll look to you to assist in regulatory compliance and conduct insight, oversight and challengeYou’ll be providing support, advice, MI and escalation to leaders and the...

Join us as a Senior Compliance Associate in Policy, Oversight & GovernanceWe’ll look to you to assist in regulatory compliance and conduct insight, oversight and challenge You’ll be providing support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you manage stakeholder relationships to...

Compliance Oversight Team - Policy specialist **Salary**: National ranging from £51,200 to £59,000 and London £56,400 to £65,000 - Are you interested in a role where you can help the FCA to execute against risks of harm?_ The team/department Risk and Compliance Oversight’s (RCO) vision is to continually improve its function as second line of defence...

Join us as a Senior Compliance Associate in Policy, Oversight & Governance Well look to you to assist in regulatory compliance and conduct insight, oversight and challenge Youll be providing support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you manage stakeholder relationships to...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

Compliance Policy Lead **Salary**: National ranging from £55,600 to £64,000 and London from £59,800 to £70,000 - Are you interested in a role where you can help the FCA _ - to _ - successfully manage Risks of Harm?_ The team/ department - Risk and Compliance Oversight's (R&CO) vision is to continually improve its function as second line of defence for...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...