Senior Compliance Manager

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

Our client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership. As the Compliance & Risk Manager, you’ll be responsible for...

A forward-thinking AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Key responsibilities include:Support colleagues in claims handling in adherence to internal complaint...

Job Title: Senior Compliance ManagerLocation: London, SW1V 1PXRate of Pay: £250.00 per day (PAYE)Contract Type: Temp-to-perm for the right candidateStart Date: 25th November 2024Duration: 5 monthsAbout the Role:We are seeking an experienced Senior Compliance Manager to join our team in London. This is a key role, where you'll work closely with the...

Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...

Compliance and Risk RoleA forward-thinking Law Firm is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include:Support colleagues in claims handling in adherence to internal complaint...

A forward-thinking AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Some key responsibilities include:Support colleagues in claims handling in adherence to internal complaint...

{'heading': 'Job Description', 'subheading': 'Senior Risk & Compliance Lawyer', 'paragraphs': ['AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.', 'The ideal candidate has background experience in law firm regulation, complaints handling, or commercial contracts.', 'Responsibilities include...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

Job DescriptionWe are seeking a highly skilled AML and Compliance Senior Specialist to join our team at AJ Fox Compliance. This role involves conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.The ideal candidate will have a strong background in...

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

A forward-thinking Law Firm, AJ FOX COMPLIANCE, is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester. The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Key responsibilities include:Support colleagues in claims handling in adherence to internal complaint...

Job DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...

Job DescriptionWe're seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ Fox Compliance. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including AML, conflicts management, and other regulatory matters.This diverse and...

We're looking for a Senior Compliance Specialist to join AJ FOX COMPLIANCE as part of our prestigious full-service law firm. This is a fantastic opportunity for someone looking to develop their compliance career, with hands-on experience in AML, conflicts management, and other regulatory matters.This diverse and engaging role allows an ambitious individual...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - CMP tracking, testing, monitoring and deep dives. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and...

We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Some of your key responsibilities will include:Liaising with stakeholders regarding...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...