Senior Compliance Advisory Manager

2 weeks ago


Birmingham, United Kingdom CV-Library Full time

Our Financial Services Client based in the West Midlands are looking for a new Senior Compliance Advisory Manager to join on a 12 month fixed term contract. The salary is DoE. The business has a hybrid model whereby 1-2 days per week are required in the office. 

The Role:

Support your line manager to ensure the business meets their regulatory obligations. 
Lead the provision of regulatory guidance and advice. 
Work with a variety of business areas to ensure products meet the FCA regulatory requirements.
Respond to FCA consultation and papers. 
Conduct horizon scanning on relevant regulatory changes. 
Prepare regulatory and governance papers. 
Key Skills / Experience:

Strong experience in a similar compliance advisory role within an FCA regulated environment. 
Experience working in an organisation that offers retail / SME or mortgage products. 
Great knowledge of regulation including FSMA, PSD2, FCA handbook (BCOBS, PRIN, DISP, PERG, SUP etc.) Should you feel you have the right skills / experience and can be available within 6 weeks, please apply and you will be contacted by James Evans from TRR



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