Investigations and Compliance Manager

Job TitleCompliance InvestigatorAbout the JobWe are seeking a highly experienced Compliance Investigator to join our team at Amazon Logistics EU Deliver Service Partners (DSP). The successful candidate will have experience in risk/incident management, process improvement, and stakeholder management.ResponsibilitiesInvestigate claims with different levels of...

**Compliance Investigator** **Hybrid London/ WFH** **4 Months possible Longer** **£670 umbrella** CCO Investigations is responsible for conducting thorough independent fact-finds where control remediation, disciplinary proceedings, supervision failures or regulatory interaction are concerned as well as for the proactive identification and timely...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

**Compliance Role at Jameson Legal**We are seeking a skilled Compliance Investigator to join our compliance team. This is an exciting opportunity for a talented individual to play a key role in overseeing the firm's trade surveillance program.The ideal candidate will have strong investigatory skills and experience working with complex and ambiguous...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

**Job Title**:Compliance Investigations Officer **Duration**:5 months **Rate/Salary**:£300-400 per day inside IR35 (dependent upon experience) **Location**:London based/hybrid working (2-3 days in office per week) **The Role**: - End to end case management and change management focus for Internal Compliance Programme - Meet and enhance our objectives...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...

Job Title:Compliance AnalystAbout the Job:This is an exciting opportunity to join our team as a Compliance Analyst. In this role, you will play a critical part in ensuring the integrity of our operations by identifying and mitigating potential compliance risks. You will work closely with other teams to develop and implement new compliance initiatives and...

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job Title:Data Protection Compliance ManagerAbout the Role:We are seeking a highly skilled Data Protection Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in data protection, risk, and compliance.Main Responsibilities:Ensure Continuous Compliance: Maintain ongoing adherence to the UK GDPR and other...

We are working with a top UK law firm who are looking to recruit a Risk & Compliance Manager to support the General Counsel. They are looking for a dynamic, innovative leader with the technical knowledge required to provide effective solutions for the firm. Some of the responsibilities will include: - First point of contact for compliance queries -...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

About the RoleWe are seeking a highly experienced GDPR Compliance Expert to join our team at AJ Fox Compliance. This is an excellent opportunity for someone who wants to take their career in data protection and compliance to the next level.The successful candidate will work closely with a small team consisting of a compliance assistant, senior compliance...

Global Regulatory Affairs PositionWe are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.This role is responsible for overseeing global...

Key ResponsibilitiesThe Data Protection Manager will be responsible for monitoring compliance with the UK GDPR and other applicable data protection legislation. They will assist with internal audits, manage data protection systems and processes, investigate incidents or alleged breaches, and analyse regulatory changes. The job holder will also deal with...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...