Financial Compliance Manager

2 weeks ago

London, Greater London, United Kingdom Fidarsi Full time

Fidarsi is a rapidly expanding global Fintech company, disrupting the way retail clients save and invest by creating products people love and harnessing technology.

The Senior AML Manager will be responsible for building out and operating the AML framework. This will include designing and managing policies and procedures, approving all High-Risk clients, and completing ad-hoc AML related gap analyses.

This role offers exposure to every aspect of the business and the opportunity to make a significant impact. The successful candidate will work closely with the Head of AML to design and develop all aspects of the AML framework.

Key Responsibilities:

  • Review and approval of all High-Risk clients
  • Managing all related AML Policies and Procedures
  • Act as senior advisory to the more junior members of the AML team and the rest of the organisation
  • Conducting gap analyses of existing policies and procedures against the JMLSG
  • Help to develop and provide face-to-face training on AML related matters
  • Develop and recommend improvements to AML related first line controls and monitoring
  • Prepare relevant Management Information
  • Prepare PEP forms for signoff by MLRO/DMLRO
  • Investigate SARs submitted to UK AML team and submit to the NCA where required
  • Assist in dealing with 3rd party DPA requests – Police, Council, Insolvency Service, and other external agencies including foreign law enforcement e.g. investigating and responding to their requests
  • Assist in handling any civil court claims including investigation, provision of evidence, responding to the court, attending court if required
  • Monitoring of suspicious transactions
  • Additional ad hoc projects as required by the DMLRO and the wider AML team

Estimated salary: £80k plus excellent benefits.

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