Business Assurance Specialist

3 days ago


London, Greater London, United Kingdom MERJE Full time
Job Description

We are seeking an experienced Business Assurance Specialist to join our team at MERJE. As a key member of our organization, you will be responsible for leading the Business Quality Unit and ensuring that our firm meets its regulatory requirements in relation to standards of investment advice, portfolio management, and record keeping.

The successful candidate will oversee the development and maintenance of the investment management file monitoring framework and associated procedures. They will also conduct root cause analysis on identified issues and trends, review and analyze data from file monitoring to identify patterns and areas for improvement, and produce and present Management Information reports to the Chief Operating Officer and Business Manager.

We require strong project management skills, excellent communication skills, both written and verbal, and excellent report writing and presentation skills. In-depth knowledge of UK financial regulations, particularly Consumer Duty, is also essential.

Salary: £60,000 - £80,000 per annum



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