Audit and Compliance Professional

3 weeks ago


Bristol, Bristol, United Kingdom AutoProtect Full time
Job Summary

We are seeking an experienced Audit and Compliance Professional to join our team. As a key member of the AutoProtect Group, you will play a critical role in ensuring our compliance with FCA regulations.

The successful candidate will have extensive experience in FCA regulation and processes pertaining to insurance distribution and consumer credit. They will also possess strong analytical and investigative skills, as well as excellent communication, coaching, and facilitation skills.

This is a mobile position, and the ideal candidate will require a full clean UK Driving Licence. The salary for this role is estimated to be £40,000 - £50,000 per annum, depending on experience.

Key Responsibilities:

  • Conduct regular audit and review of dealer sales process activities and documentation
  • Assess and validate dealer sales process activities and documentation in line with FCA regulation
  • Conduct observation / competence assessments with sales personnel within dealerships
  • Provide coaching and training to individuals and small groups on systems and regulatory process
  • Maintain regular contact with the National Operations Manager
  • Communicate findings and recommendations effectively, both verbally and by written report
  • Escalate identified risk in line with department process
  • Demonstrate efficiency in diary management and the arrangement and timely completion of compliance audits and reviews
  • Provide an interface between Compliance, other departments and Dealer/Agents
  • Attend meetings as and when required
  • Build and maintain relationships with industry partners to maximise on compliant performance for both parties
  • Communicate at senior level with confidence and professionalism
  • Keep all file records up to date to enable business continuity
  • Provide assistance and support to the Compliance team
  • To behave in a professional and courteous manner at all times
  • To provide accurate time reports as and when required
  • Maintain an accurate and up to date knowledge of regulatory issues affecting the Motor Industry
  • Other reasonable duties as required.

About Us:

AutoProtect Group is a leading provider of products, platforms, and services that empower vehicle retailers, manufacturers, finance lenders, and brokers. Our solutions simplify operations and boost profitability, while our award-winning customer service ensures a smooth experience for users.



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