Audit and Compliance Expert
1 month ago
As an Audit and Compliance Expert at QED Legal LLP, you will play a critical role in ensuring the firm's compliance with regulatory requirements. You will be responsible for conducting internal audits, developing policies and procedures, and collaborating with the General Risk Counsel to establish a market-leading risk management framework.
Responsibilities:- Conduct thorough internal audits to identify potential threats to the firm and recommend corrective actions.
- Develop and implement policies and procedures to mitigate risks and ensure compliance with regulatory requirements.
- Work closely with colleagues to ensure that all business activities are compliant with regulatory requirements.
Salary: £70,000 - £90,000 per annum, depending on experience.
Benefits: Competitive salary, 28 days holiday, private medical insurance, internal learning and development opportunities, and a flexible working policy.
Qualifications and Skills:- Solicitor with 5+ years PQE and strong knowledge of AML, Code of Conduct, and SRA regulations.
- Excellent analytical and problem-solving skills.
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