Financial Conduct Authority Regulations Manager
1 week ago
We are seeking a Senior Compliance Advisor to join our Hertfordshire-based team at FS Talent Group. As a key member of our compliance function, you will play a vital role in ensuring our clients' adherence to regulatory requirements.
Key responsibilities:
- Regulatory Compliance: Maintain open and transparent communication with the regulator, adhering to the Financial Services and Markets Act 2000, FCA Conduct Rules, and related guidance.
- Training & Competence: Evaluate advisor performance using defined key performance indicators (KPIs) and oversee development plans for advisors, offering guidance on areas for improvement.
- Anti-Money Laundering (AML) and Data Protection: Assist in updating and implementing policies on financial crime prevention and AML, collaborating with senior personnel to maintain effective data security measures.
Benefits:
- A competitive salary of £58,000 per annum, based on your experience and qualifications.
- Ongoing training and professional development opportunities to enhance your skills and knowledge in financial conduct regulations.
- The chance to work in a dynamic and supportive team environment, fostering collaboration and teamwork.
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Finance Manager
4 weeks ago
Maple Cross, Hertfordshire, United Kingdom Mobilize Financial Services Full timeJoin our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. Act as the Financial Crime expert for...
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Finance Manager
4 weeks ago
Maple Cross, Hertfordshire, United Kingdom Mobilize Financial Services Full timeJoin our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. Act as the Financial Crime expert for...
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Financial Crime Manager
4 weeks ago
Maple Cross, Hertfordshire, United Kingdom Mobilize Financial Services Full timeJoin our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. What will you do: Act as the Financial...
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Financial Crime Manager
4 weeks ago
Maple Cross, Hertfordshire, United Kingdom Mobilize Financial Services Full timeJoin our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. What will you do: Act as the Financial...
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Local Authority Contracts Coordinator
2 weeks ago
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Financial Services Expert
2 weeks ago
Hertfordshire, United Kingdom FS Talent Group Full timeWe are seeking a Financial Services Expert to support senior compliance functions at an established wealth management and asset management firm. As a Financial Services Expert, you will be responsible for ensuring the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and overseeing compliance frameworks and...
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Compliance Officer
1 week ago
Hertfordshire, United Kingdom FS Talent Group Full timeJob DescriptionHertfordshire-based FS Talent Group seeks a skilled Compliance Officer to support senior compliance functions at an established wealth management and asset management firm.Key Responsibilities:Maintain open and transparent communication with the Financial Conduct Authority (FCA), adhering to the Financial Services and Markets Act 2000, FCA...
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Financial Planning
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Compliance Risk Manager
2 weeks ago
Hertfordshire, United Kingdom FS Talent Group Full timeAbout this role:We're looking for a highly skilled Compliance Risk Manager to join our team at FS Talent Group. As a Compliance Risk Manager, you'll play a crucial role in ensuring that our client's business adheres to the standards set by the Financial Conduct Authority (FCA). This involves maintaining and overseeing compliance frameworks and procedures, as...
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Financial Analyst
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Divisional Financial Controller
1 day ago
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General Counsel for Financial Institutions
1 week ago
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Financial Reporting Manager
4 weeks ago
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Senior Financial Manager
1 week ago
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Group Financial Controller
5 days ago
Hertfordshire, United Kingdom Vitae Financial Recruitment Limited Full timeOur client, an innovator in its specialist field and highly regarded FTSE 250, is looking to hire a credible Group Financial Controller, to lead its team on an initial interim basis for 6 months. Reporting to the Head of Finance, the role will offer greatexposure to the Finance Director and other Exec members. Main duties include: - Managing quarterly, half...
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Compliance and Training Manager
1 week ago
Hertfordshire, United Kingdom FS Talent Group Full timeJob Summary: We are looking for a highly motivated Compliance and Training Manager to support the individuals holding senior compliance functions at an established wealth management and asset management firm.Job Description:The successful candidate will be responsible for maintaining and overseeing compliance frameworks and procedures, managing staff...
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Financial Accounting Manager
1 month ago
Norton, Hertfordshire, United Kingdom CV-Library Full timeThe Altro Group?have an exciting opportunity for a Financial Accounting Manager to join our Finance team here in?Letchworth Garden City. This is a Hybrid, full time, permanent role. As well as an exciting opportunity and a competitive salary, what do we have offer?? Hybrid working – providing flexibility around both home and...
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Financial Accountant Lead
2 days ago
Hertfordshire, United Kingdom Hays Accountancy and Finance Full timeJob Title: Financial Accountant Lead">About the Role:We are seeking an experienced Financial Accountant to lead our accounting team and oversee the preparation of financial statements, budgets, and forecasts. As a key member of our finance team, you will be responsible for ensuring accurate and timely financial reporting, maintaining compliance with...
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Regulatory Compliance Specialist
1 week ago
Hertfordshire, United Kingdom FS Talent Group Full timeJob Title: Regulatory Compliance Specialist - Wealth ManagementOur FS Talent Group is seeking a highly skilled Regulatory Compliance Specialist to support senior compliance functions at an established wealth management and asset management firm. The successful candidate will be responsible for ensuring the business adheres to the standards set by the...
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Compliance Director
1 week ago
Hertfordshire, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...