Financial Conduct Authority Regulations Manager

1 week ago


Hertfordshire, United Kingdom FS Talent Group Full time
About the Job

We are seeking a Senior Compliance Advisor to join our Hertfordshire-based team at FS Talent Group. As a key member of our compliance function, you will play a vital role in ensuring our clients' adherence to regulatory requirements.

Key responsibilities:

  • Regulatory Compliance: Maintain open and transparent communication with the regulator, adhering to the Financial Services and Markets Act 2000, FCA Conduct Rules, and related guidance.
  • Training & Competence: Evaluate advisor performance using defined key performance indicators (KPIs) and oversee development plans for advisors, offering guidance on areas for improvement.
  • Anti-Money Laundering (AML) and Data Protection: Assist in updating and implementing policies on financial crime prevention and AML, collaborating with senior personnel to maintain effective data security measures.

Benefits:

  • A competitive salary of £58,000 per annum, based on your experience and qualifications.
  • Ongoing training and professional development opportunities to enhance your skills and knowledge in financial conduct regulations.
  • The chance to work in a dynamic and supportive team environment, fostering collaboration and teamwork.

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