Compliance Specialist

2 days ago


Cardiff, Cardiff, United Kingdom Starling Bank Full time

We are seeking a highly skilled Compliance Officer to join our team at Starling Bank. This role involves providing second line of defence (2LoD) regulatory compliance advice and guidance to our business teams, ensuring they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks.

Key Responsibilities
  • Provide timely and accurate regulatory compliance and conduct related advice, guidance and support to our 1LoD / business teams.
  • Compliance advice will cover all current (and future) products, services and activities across the Bank, as well as overarching compliance requirements such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints, conflicts of interest.
  • Build strong relationships with 1LoD to deliver a collaborative working environment between Compliance and the business.
  • Support with the development / implementation of the requisite conduct risk and compliance frameworks and policies in line with the Bank's Enterprise-Wide.
  • Ability to approve and sign off financial promotions and marketing across all products and services the Bank offers.

The ideal candidate will have a deep working knowledge of relevant laws, regulations, and industry best practices related to compliance, and financial services. Excellent communication, relationship building and influencing skills are essential for this role.



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