Regulatory Assurance Director
1 month ago
We are seeking a highly experienced Compliance Monitoring Manager to join our team at Together. As a leading provider of property finance solutions, we pride ourselves on our common-sense approach to lending and our commitment to delivering good customer outcomes.
Salary: Up to £60,000 + Bonus + Benefits
This is an exciting opportunity to lead the development of assurance test programmes to evaluate exposure to regulatory Compliance and Conduct risk. You will be responsible for assessing customer outcomes and providing independent second line of defence assurance across our regulated entities.
About the Role
- Lead the design and delivery of assurance test programmes to identify areas where assurance is required
- Manage and oversee the completion of monitoring activities in line with compliance monitoring time
- Design and deliver second line monitoring reviews, focusing on regulatory and conduct risk topics
- Ensure regulatory and conduct monitoring independently assesses how the firm consistently delivers good customer outcomes
- Produce MI on assurance activity and progress against the Compliance Monitoring Plan for Committee and Board reporting
About Us
We value diversity and inclusion and are committed to building a team that represents a variety of backgrounds, perspectives, and skills. We offer a range of benefits including 26 days holiday (increasing with service), buy and sell holidays, discretionary annual bonus, matched pension contribution, life assurance, critical illness cover, health cash plan, private medical insurance, free access to company holiday homes, travel season ticket loans, ride to work scheme, free local gym access, and local bar/restaurant discounts.
Requirements
- Significant experience acting as a Compliance Monitoring Manager with a track record of delivering outcomes focused thematic and adhoc monitoring reviews to a high standard
- Extensive knowledge and experience of the Financial Conduct Authority and their associated supervisory approach
- Previous experience working within a Mortgage regulated entity
- Significant understanding of regulatory and conduct risk with the ability to assess and size risks and issues appropriately and in line with the Enterprise Management Framework
- Natural appetite and inquisitive mind for horizon-scanning with the ability to think laterally about potential consequences for the company
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