Compliance Advisory Manager

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

Compliance Advisory Manager OpportunityWe are seeking a Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The role involves reviewing operational SOPs, suggesting amendments and enhanced controls, and advising the business on regulatory interpretation.Key Responsibilities:Review and enhance...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Summary: We are seeking a highly experienced Compliance Advisory Manager to assist on a new project with a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Description:We are seeking a highly experienced Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The successful candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs...

About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

Job Description:At Interpath Advisory, we are seeking a highly skilled Restructuring Advisory Specialist to join our team. As a key member of our department, you will work closely with our team of experts to provide high-quality services to our clients facing financial distress.Key Responsibilities:Draft reports for presentation to company management and...

Job Title: Compliance Advisory ManagerJob Summary:We are seeking a highly skilled Compliance Advisory Manager to join our team at ETRA Talent. As a key member of our compliance team, you will be responsible for providing regulatory guidance to the business, building and maintaining positive working relationships while offering constructive challenge when...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Investment Managers. As a Compliance Manager, you will play a critical role in ensuring that our investment management activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide accurate and timely advice and training to our UK...

Job Description: TP ICAP is a leading provider of market infrastructure, and we are seeking a highly skilled Compliance Advisory Manager to join our team. Role Overview: As a member of our EMEA Compliance team, this role will support the Compliance Senior Advisory Manager covering the Liquidnet Division as well as Credit & Equities Business in the Global...

Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

Job Title: Compliance Advisory ManagerJob Description:We are partnering with a global alternative asset manager to hire a Compliance Advisory Manager. The role will report directly into the Head of Compliance and form part of a wider team.In this role, you will play a key role in supporting the Real Assets business by providing expert advice, ensuring...

Job DescriptionTP ICAP is a leading provider of market infrastructure, connecting clients to global financial and commodities markets. We are seeking a Compliance Advisory Manager to support our EMEA Compliance team in reinforcing the compliance culture within our EMEA offices.Key ResponsibilitiesDevelop and maintain relationships with Senior Management...

Compliance Advisory Role at Broadgate **Job Summary** We are seeking a highly skilled Compliance Advisory Professional to support our Investment Management business based in the M4 Corridor. **Key Responsibilities:** * Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. *...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

Compliance Manager, Compliance Advisory ExpertAt AXA Investment Managers, we are seeking a Compliance Manager, Compliance Advisory Expert to join our team. As a Compliance Manager, you will be responsible for providing expert advice and guidance on compliance matters to our investment teams. You will work closely with our Senior Compliance Manager to ensure...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job Title: Money Laundering Compliance SpecialistFRP Advisory is seeking a highly skilled Money Laundering Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring our firm's adherence to Anti-Money Laundering (AML) regulations and industry guidelines.Main Responsibilities:Develop and maintain...

Job DescriptionRole OverviewThe Money Laundering Reporting Officer (MLRO) plays a critical role in ensuring FRP's compliance with Anti-Money Laundering (AML) regulations. This position is responsible for overseeing the firm's AML compliance framework, ensuring that all professional services offered meet legal and regulatory requirements.Main...

Key Responsibilities:As a Compliance Advisory Specialist at Eximius Finance, you will be responsible for ensuring that our Investment Management and Advisory businesses comply with the FCA regulations. This includes:FCA Regulations:Understanding the FCA regulations applicable to Investment Management and Advisory businesses.Interpreting rules and regulations...

About the RoleThis is an exciting opportunity to join Quilter's Risk team as a Compliance Advisory Specialist. As a key member of the team, you will support the Head of Compliance Advisory and Compliance Advice Manager in delivering an effective and credible compliance advice service to the Affluent segment.Key Responsibilities:Assist with providing expert...