Business Compliance Specialist

Job DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...

Job DescriptionWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for implementing and maintaining effective anti-money laundering (AML) and compliance programs.Key Responsibilities:AML Risk Assessment and Compliance Monitoring: In conjunction with the Chief...

About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...

About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...

Job SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...

Job SummaryWe are seeking a highly skilled and experienced Compliance Specialist to join our team at the British Compliance Institute. As a Compliance Specialist, you will play a critical role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance programs...

ABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...

Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...

About the RoleSovos Compliance is seeking a highly skilled Compliance Reporting Specialist II to join our team. As a key member of our compliance team, you will be responsible for providing support for the process of reporting bookings, as well as calculating, reporting on, and analyzing commissions.Key ResponsibilitiesProvide monthly recording and reporting...

About the RoleSovos Compliance is seeking a highly skilled Compliance Reporting Specialist II to join our team. As a key member of our compliance team, you will be responsible for providing support for the process of reporting bookings, as well as calculating, reporting on, and analyzing commissions.Key ResponsibilitiesProvide monthly recording and reporting...

Job DescriptionJob Title: Deputy Head of ComplianceCompany: Compliance ProfessionalsJob Type: Full-timeLocation: RemoteJob Category: ComplianceAbout Us:We are a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.Job Summary:We are seeking an experienced Compliance Executive to join our team as...

AJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

Job SummaryWe are seeking a highly skilled Validation and Compliance Specialist to join our team at the British Compliance Institute. As a key member of our team, you will be responsible for ensuring regulatory compliance through validation and qualification.Key ResponsibilitiesDevelop and implement a risk-based approach to determine processes requiring...

Job SummaryWe are seeking a highly skilled Validation and Compliance Specialist to join our team at the British Compliance Institute. As a key member of our team, you will be responsible for ensuring regulatory compliance through validation and qualification.Key ResponsibilitiesDevelop and implement a risk-based approach to determine processes requiring...

ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...

COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...

COMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...

About the Role:We are seeking a highly skilled Financial Crime Prevention Assistant to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring the integrity of our financial systems and preventing financial crime.Key Responsibilities:Alert Review and Investigation: Perform thorough reviews and...