Compliance Expert for Financial Services

We deliver bespoke financial planning solutions in the UK, part of Quilter Financial Planning. Our team of experts provides face-to-face service across the UK, Scotland, and Northern Ireland.The Role:Help clients make informed financial decisions to achieve their goals.Prepare customized financial plans tailored to individual needs.Advise clients on current...

As a key member of our team, you will be responsible for delivering personalized financial planning services to clients in the UK, part of Quilter Financial Planning. Our team operates across the UK, Scotland, and Northern Ireland.The Job:You will work closely with clients to understand their financial goals and objectives.Develop comprehensive financial...

Financial Services ExpertWe are seeking an experienced Financial Services Expert to join our team based in the Cardiff area. This is a fantastic opportunity for individuals to work with high net worth clients and help them achieve their financial goals.This position requires strong communication skills, attention to detail, and ability to negotiate better...

At Future Publishing, we are seeking a talented Regulatory Compliance Expert to join our team. This role offers a competitive salary of £60,000 per annum.About the RoleThis is an exciting opportunity for a Compliance and Risk Specialist to provide technical expertise, regulatory advice, and oversight on key compliance processes.As a business partner, you...

We are seeking a Financial Services Expert to join our team in Cardiff at Reach International Inc.The successful candidate will have strong knowledge of financial services and be able to manage and develop high-performing teams.We offer an attractive salary of £65,000 - £85,000, depending on experience, and a range of benefits.About the RoleThis is a key...

Job Overview:Secure Trust Bank Ltd is seeking an experienced Financial Crime Operations Assistant Manager to join its team. This is a senior role that requires expertise in financial crime operations, compliance, and risk management. The successful candidate will be responsible for providing leadership to the first line of defence Financial Crime Operations...

We are seeking a skilled Cybersecurity and Compliance Expert to join our team at Alcumus. As a Cybersecurity and Compliance Expert, you will be responsible for ensuring the security and integrity of our company's IT infrastructure.This role involves acting as an escalation point to customers and colleagues within agreed service levels and KPIs. You will be...

About the RolePrestige Recruitment Group is working with a financial services company in Flintshire, North Wales to find an experienced AML / Compliance Analyst.Job Summary:The successful candidate will be responsible for monitoring file reviews, assisting the Compliance Manager with Business Diary and Compliance actions, training and competence for...

Our team at Quilter Financial Planning is seeking a highly skilled financial advisor to join our UK operations. As a key member of our team, you will be responsible for delivering exceptional financial planning services to clients across the UK, Scotland, and Northern Ireland.The Opportunity:You will work directly with clients to understand their financial...

**About the Role**We are seeking a seasoned Compliance Expert to lead our Regulatory Governance team at Broadgate. As a key member of our Customer and Conduct division, you will be responsible for providing expert guidance on regulatory matters, ensuring our General Insurance operations remain compliant with FCA regulations.Your focus will be on interpreting...

Join Our TeamWe are looking for an experienced Financial Planning and Advisory Expert to join our team in Cardiff. As a key member of our financial advisory team, you will be responsible for providing expert advice to high net worth individuals.About the PositionThis is a full-time position with a competitive base salary of £39,000 plus bonus. You will have...

At Rise Technical Recruitment Limited, we are seeking an experienced Regulatory Compliance Expert to join our team. This is a fantastic opportunity for someone who wants to specialise their skillset in government-led eco grants and the ECO scheme.The ideal candidate will have experience in managing and maintaining compliance with relevant regulations and...

Austin Fraser is recruiting an IT Security and Compliance Expert to support the review and improvement of existing systems' security operations capabilities. The successful candidate will have a strong understanding of cloud concepts, particularly hybrid cloud environments, and experience with VMWare and Microsoft Azure.Key Responsibilities:Support the...

Role Summary:The successful candidate will have a minimum of 3 years' experience working in a QA/QS environment, preferably within the medical device or pharmaceutical industry, and knowledge of ISO13485:2003 and Medical Device Directive MDD 93/42/EEC. As a Regulatory Compliance Expert, you will provide advice according to established procedures relating to...

We are seeking a skilled Compliance Expert to join our international team at Admiral Group Plc. This is an exciting opportunity to work with a diverse group of people and support the ongoing development of our Compliance community.The ideal candidate will have minimum 5 years of Compliance experience, preferably in the insurance industry. They will be highly...

About the RoleOur award-winning firm is seeking an experienced Regulatory Solicitor to join our Financial Services team.Job ResponsibilitiesYou will represent a diverse range of clients in the financial services sector, including banks, payment service providers, and mortgage lenders.Additionally, you will engage with crypto asset firms, independent...

Role SummaryAs a Financial Protection Expert, you will lead the evaluation of customer applications and provide recommendations for suitable life, critical illness cover and income protection policies.Your responsibilities will include:Evaluating life and disability risks by thoroughly reviewing customer applications.Contribution to projects enhancing the...

We are looking for a highly skilled Network Security and Compliance Expert to support our client's critical infrastructure needs.The successful candidate will have extensive experience in infrastructure management, including network security, firewalls, and compliance regulations.A strong understanding of cloud platform security, particularly Azure, is...

Job OverviewWe are seeking an experienced Financial Services Specialist to join our team in Cardiff. As a key member of our financial advisory team, you will be responsible for providing expert advice to high net worth individuals.About the RoleThis is a full-time position with a competitive base salary of £39,000 plus bonus. You will have the opportunity...

We are currently recruiting for a Senior Accountant to join our team at Clark Wood. As a leading Chartered Accounts firm in Llanishen, we offer a unique opportunity for a skilled professional to advance their career in a dynamic and supportive environment.About the Company:Clark Wood is a specialist recruitment agency that connects talented professionals...