Compliance Assistant Manager

2 weeks ago


Cardiff, Cardiff, United Kingdom Secure Trust Bank Ltd Full time
Job Overview:
Secure Trust Bank Ltd is seeking an experienced Financial Crime Operations Assistant Manager to join its team. This is a senior role that requires expertise in financial crime operations, compliance, and risk management. The successful candidate will be responsible for providing leadership to the first line of defence Financial Crime Operations function, ensuring activities are completed in a compliant, effective, and efficient manner to meet agreed standards and service level agreements.

Key responsibilities include managing allocated workloads effectively, performing quality oversight on activities completed by the team, contributing to the ongoing improvement of controls, and supporting the Financial Crime Operations Manager in relation to AML CTF, ABC, and Sanction risk activities. The ideal candidate will have strong people management skills, technical knowledge of the UK financial crime regulatory regime, and experience in using industry-recognised systems and databases used to combat financial crime. They will also be able to review, understand, and apply legislation and regulation in a commercial and practical manner, work well with others in the team, act as a role model, set high standards of quality, demonstrate commitment to self-development, and hold an industry-recognised financial crime-related professional qualification (desirable).

Responsibilities:
• Provide leadership, development, and coaching to direct reports
• Manage allocated workloads effectively
• Perform quality oversight on activities completed by the team
• Contribute to the ongoing improvement of controls
• Support the Financial Crime Operations Manager in relation to AML CTF, ABC, and Sanction risk activities
• Liaise with staff across STB Group on AML, KYC, and Sanctions-related matters
• Establish close working relationships with STBG Compliance and Financial Crime Risk teams
• Provide advice and guidance to the business on all areas of financial crime within the confines of the Group Financial Crime-related policies
• Work with relevant third parties and law enforcement agencies

Requirements:
A bachelor's degree or equivalent in a related field, at least 5 years of experience in financial crime operations, compliance, or risk management, strong people management skills, technical knowledge of the UK financial crime regulatory regime, and experience in using industry-recognised systems and databases used to combat financial crime. An industry-recognised financial crime-related professional qualification (desirable) and ability to review, understand, and apply legislation and regulation in a commercial and practical manner.

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