Head of Technical Compliance

1 month ago


Huddersfield, Kirklees, United Kingdom Simply Biz Ltd Full time
Job Title: Head of Technical Compliance

At SimplyBiz, we're seeking a seasoned professional to lead our Technical Compliance team. As Head of Technical Compliance, you'll be responsible for providing strategic guidance and oversight to ensure our members receive top-notch technical regulatory compliance support.

Key Responsibilities:
  1. Develop and implement effective compliance strategies to meet regulatory requirements.
  2. Supervise and mentor the Technical Compliance team to ensure they have the necessary knowledge and skills to deliver high-quality services.
  3. Collaborate with internal departments to promote a culture of cross-departmental collaboration and knowledge sharing.
  4. Stay up-to-date with regulatory changes and developments, and ensure the team is equipped to adapt to new requirements.
  5. Coach and develop team members to enhance their skills and performance.
  6. Set and manage performance standards and expectations for the team.
  7. Motivate and engage team members to foster a positive and inclusive work environment.
  8. Review and approve financial promotions and websites for both membership and white-labeled marketing materials.
  9. Work closely with relevant staff to maximize member recruitment, retention, and services adoption.
Requirements:
  1. Significant experience in the UK Financial Services industry.
  2. Excellent knowledge of industry regulations, including FCA rules and the Mortgage and Investment advice process.
  3. Diploma in Financial Planning or equivalent.
  4. Strong people management skills with a proven track record in team leadership.
  5. Effective communication and presentation skills with the ability to adapt to different audiences and situations.
  6. Strong organizational, analytical, and problem-solving skills.
  7. High level of IT literacy with good knowledge of MS Office products.
  8. Self-motivated and proactive with a strong drive for results.
  9. Approachable, personable, and collaborative.
  10. Flexible and comfortable working with changing priorities.
  11. Effectively balances attention to detail with a broader perspective.
  12. Comfortable making and defending decisions within their area of expertise.

SimplyBiz Ltd is an equal opportunities employer and welcomes applications from diverse candidates.



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