Investment Management Regulatory Compliance Officer

About the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...

Pacific Investment Management Co is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.Job OverviewPIMCO is seeking a highly skilled and motivated Regulatory...

Role OverviewWe are seeking a seasoned compliance and risk professional to oversee and enhance our Enterprise Risk Management framework, ensuring robust regulatory compliance.The successful candidate will provide comprehensive regulatory advice across the business, safeguarding our commitment to integrity and excellence.Key Responsibilities:Manage the...

Pacific Investment Management Co is seeking a Senior Compliance Officer - EMEA to join its Regulatory Compliance team. In this role, you will be responsible for providing expert compliance guidance to PIMCO's EMEA operations, ensuring adherence to regulatory requirements while supporting business objectives.The estimated salary for this role is...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Job DescriptionPacific Investment Management Co. is a leading investment manager that provides active fixed income solutions to clients globally. We are seeking a Compliance Officer to join our EMEA team in London and play a key role in maintaining a best-in-class Compliance program across PIMCO's EMEA operations.Key Responsibilities Oversee the testing and...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

Job OverviewPacific Investment Management Co is a leading investment management company with a presence across the globe. We are seeking a highly skilled Compliance Officer to join our EMEA Regulatory Compliance team in London.This role plays a crucial part in maintaining a best-in-class compliance program, ensuring adherence to regulatory requirements while...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

Pacific Investment Management Co seeks a Compliance and Risk Management Specialist to join its EMEA Regulatory Compliance team. As a key member of the team, you will be responsible for overseeing the testing and management of PIMCO's Compliance program across EMEA operations.The estimated salary for this role is £80,000-£110,000 per annum, commensurate...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job SummaryWe are seeking a highly skilled and experienced Compliance Director, Regulatory Affairs to join our team at AXA Investment Managers. The successful candidate will have a strong background in regulatory compliance, with experience working in the financial services industry.About the RoleThis is an exciting opportunity for a senior compliance...

About SEI Investments Company">SEI Investments Company is a leading global provider of asset management and investment technology solutions. Our company is committed to delivering on our promise of building brave futures for our clients, communities, and ourselves.">Job Summary">We are seeking an experienced Senior Regulatory Compliance Officer to join our...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...