Financial Services Regulatory Compliance Specialist

23 hours ago


York, York City, United Kingdom BWD Search & Selection Full time
Job Overview

The Adviser Development Manager plays a pivotal role in ensuring the compliance integrity of our business and the professional growth of our advisers.

We are seeking an experienced and proactive individual to join our team, driving the development of our advisers and overseeing the advice and sales processes.

A key part of this role (approximately 60%) will be dedicated to coaching, mentoring, and advancing the skill sets of our advisers to enhance their performance and adherence to best practices.

Key Responsibilities:

  • Provide ongoing coaching and development to advisers, ensuring they are equipped with the knowledge and tools to excel in their roles.
  • Conduct regular one-to-one sessions with advisers, focusing on both their sales performance and adherence to regulatory procedures.
  • Oversee the development and implementation of effective training programs for our advisers.

The ideal candidate will have a strong understanding of regulatory requirements and excellent coaching and leadership skills. The role is based in [location] and offers a competitive salary of up to £75,000.



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