Financial Services Regulatory Compliance Specialist
23 hours ago
The Adviser Development Manager plays a pivotal role in ensuring the compliance integrity of our business and the professional growth of our advisers.
We are seeking an experienced and proactive individual to join our team, driving the development of our advisers and overseeing the advice and sales processes.
A key part of this role (approximately 60%) will be dedicated to coaching, mentoring, and advancing the skill sets of our advisers to enhance their performance and adherence to best practices.
Key Responsibilities:
- Provide ongoing coaching and development to advisers, ensuring they are equipped with the knowledge and tools to excel in their roles.
- Conduct regular one-to-one sessions with advisers, focusing on both their sales performance and adherence to regulatory procedures.
- Oversee the development and implementation of effective training programs for our advisers.
The ideal candidate will have a strong understanding of regulatory requirements and excellent coaching and leadership skills. The role is based in [location] and offers a competitive salary of up to £75,000.
-
Financial Services Compliance Manager
4 days ago
York, York City, United Kingdom BWD Search & Selection Full timeJob Title: Financial Services Compliance ManagerA highly skilled and experienced Financial Services Compliance Manager is sought to oversee the compliance integrity of our business and drive the professional growth of our advisers. This role offers an exciting opportunity for a regulatory expert with a knack for developing talent in the financial services...
-
Small Molecule Regulatory Compliance Specialist
4 weeks ago
York, York City, United Kingdom Bionow Full timeJob OverviewWe are seeking a highly skilled Small Molecule Regulatory Compliance Specialist to join our team at ACM Global Laboratories in York, UK.ResponsibilitiesStudy Management: Act as Study Manager/Principal Investigator for regulatory and non-regulatory studies.Compliance: Ensure studies are conducted in compliance with company SOPs, policies,...
-
Regulatory Compliance Specialist
4 days ago
York, York City, United Kingdom Bionow Full timeBionow is committed to delivering high-quality bioanalytical services, and we are seeking a highly experienced Bioanalytical Team Lead to join our team. As a key member of our leadership team, you will be responsible for overseeing the daily operations of the bioanalytical team, ensuring compliance with regulatory requirements, and driving business...
-
Regulatory Compliance Specialist
4 weeks ago
York, York City, United Kingdom HSE Health and Safety Executive Full timeAt HSE Health and Safety Executive, we are seeking a skilled Regulatory Compliance Specialist to join our team. This is an exciting opportunity for a frontline Case Manager in the Interventions Unit, where you will support CRD Inspectors, Case Management Team colleagues, and Pesticides Enforcement Officers.The ideal candidate will have a strong understanding...
-
Compliance Specialist
1 week ago
York, York City, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are seeking a diligent Compliance Specialist to join our team at Artemis Recruitment Consultants Ltd in York. In this critical role, you will ensure that our organization remains compliant with regulatory requirements and maintains the highest standards of ethics and integrity.About the RoleAs a Compliance Specialist, you will be responsible for reviewing...
-
Regulatory Compliance Manager
6 days ago
York, York City, United Kingdom Aviva Full timeJob SummaryWe are seeking a skilled Risk Governance Specialist to join our Investment Operations team at Aviva. As a key member of our Unit Pricing Controls team, you will support the Director of Investment Operations and the Head of Unit Pricing in ensuring their teams operate efficiently and safely, with a robust risk & controls environment and governance...
-
Financial Data Governance Specialist
7 days ago
York, York City, United Kingdom York College Full timeAbout the RoleThis is a key leadership position within our Additional Learning Support function at York College. As Financial Data Governance Specialist, you will play a crucial role in ensuring the accuracy and integrity of our financial data.Estimated salary: £31,107 to £34,154 per annum.The successful candidate will have a strong understanding of...
-
Financial Operations Specialist
5 days ago
York, York City, United Kingdom BAE Systems Strategic Aerospace Services WLL Full timeAbout the RoleWe are looking for a highly skilled Financial Operations Specialist to join our team at BAE Systems Strategic Aerospace Services WLL. The ideal candidate will have a strong background in financial operations and management, with experience in managing relationships with banks and auditors.The successful candidate will be responsible for...
-
Compliance Specialist
22 hours ago
York, York City, United Kingdom Artemis Recruitment Consultants Ltd Full timeArtemis Recruitment Consultants Ltd is looking for a highly skilled Compliance Specialist to join their team in York. The successful candidate will be responsible for ensuring that the firm's operations comply with all relevant laws and regulations.The estimated salary for this position is around £60,000 per annum.Key Responsibilities:Conducting regular...
-
Financial Management Specialist
1 week ago
York, York City, United Kingdom Service Care Legal Full timeAbout Service Care LegalWe are seeking a highly skilled Financial Controller to join our team at Service Care Legal.The successful candidate will work closely with the Director of Resources, leading on the finance aspects of a major long-term project to integrate the organisation's finance and information systems and processes.This role requires strong...
-
Compliance Manager
2 months ago
York, York City, United Kingdom Everise Full timeRole OverviewElevate customer experiences for people around the world as a member of the Everise family, a global experience company that prioritizes being people-first, celebrating diversity, and incubating innovation.Job Purpose:The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure...
-
Data Compliance Specialist
4 days ago
York, York City, United Kingdom York College Full time £31,107 - £34,154Job Title: Data Compliance Specialist**About the Role:**We are seeking a highly skilled Data Compliance Specialist to join our team. As a key member of our organization, you will play a crucial role in ensuring compliance with regulatory requirements and developing effective data management strategies.The ideal candidate will have experience in data...
-
Compliance Framework Specialist
4 days ago
York, York City, United Kingdom Stride Resource Management Ltd Full timeJob DescriptionWe are seeking a highly skilled Compliance Framework Specialist to join our team at Stride Resource Management Ltd. In this role, you will be responsible for reviewing and updating current policies, attending meetings, and ensuring adherence to regulatory requirements.Responsibilities and SkillsReview and update current policies to ensure they...
-
Financial Planning Specialist
4 weeks ago
York, York City, United Kingdom Camphill Village Trust Full timeAbout Camphill Village TrustSupporting our communities in North Yorkshire is at the heart of everything we do.We are seeking a skilled Financial Planning Specialist to join our team. As a key member of our finance department, you will play a vital role in providing expert financial guidance and support to our senior management and stakeholders.Key...
-
Compliance and Reporting Lead
7 days ago
York, York City, United Kingdom York College Full timeJob SummaryWe are seeking a Compliance and Reporting Lead to join our team at York College. In this role, you will be responsible for ensuring that all financial reporting is accurate and compliant with regulatory requirements.As Compliance and Reporting Lead, you will work closely with the finance team to develop and implement reporting processes and ensure...
-
Compliance Regulatory Coordinator
4 days ago
York, York City, United Kingdom ZipRecruiter Full timeJob DescriptionPSC Biotech is seeking a Regulatory Project Manager with a strong background in sterile injectables. The successful candidate will lead and manage regulatory projects, develop and implement regulatory strategies, and provide guidance and expertise to cross-functional teams. The role requires excellent project management skills, with the...
-
Financial Services Advisor
1 week ago
York, York City, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are looking for a skilled Financial Services Advisor - York to join our team at Artemis Recruitment Consultants Ltd. This exciting opportunity allows you to work in a dynamic environment and make a real impact on clients' lives.About the RoleIn this position, you will work closely with clients to understand their financial needs and provide personalized...
-
Financial Services Leader
4 weeks ago
York, York City, United Kingdom Michael Page (UK) Full timeWe are seeking a seasoned Audit Portfolio Manager to join Michael Page (UK) in a key role within our Financial Services team. With an abundance of inspiring opportunities, you will have the chance to make a significant impact on our clients' success.The successful candidate will have a strong background in auditing clients across various industries and...
-
Financial Services Business Analyst
4 weeks ago
York, York City, United Kingdom eClercx Full timeAbout eClerxeClerx is a leading business process management and data analytics company that provides services to Fortune 2000 enterprises across various industries.Job OverviewWe are seeking an experienced Financial Services Business Analyst to join our team. This role will involve working on regulatory reporting projects, requiring strong analytical and...
-
Financial Director
4 weeks ago
York, York City, United Kingdom Service Care Solutions Ltd Full timeJob OverviewWe are seeking an experienced Financial Controller to join our team at Service Care Solutions Ltd in York or North Allerton. This is a 3-month contract with potential for extension, offering a hybrid working arrangement with 2-3 days required in the office.The successful candidate will be responsible for leading the finance aspects of a major...