Regulatory Compliance Manager

15 hours ago


York, York City, United Kingdom Aviva Full time
Job Summary

We are seeking a skilled Risk Governance Specialist to join our Investment Operations team at Aviva. As a key member of our Unit Pricing Controls team, you will support the Director of Investment Operations and the Head of Unit Pricing in ensuring their teams operate efficiently and safely, with a robust risk & controls environment and governance framework.

The successful candidate will have a strong analytical and problem-solving mindset, excellent organizational and relationship management skills, and a deep understanding of financial markets, regulatory frameworks, and/or risk management.

The estimated salary for this role is £45,000 per annum, plus a 10% bonus opportunity based on individual performance and company results.

Key Responsibilities
  • Lead the secretariat function for Unit Pricing Group (UPG), Breach Group, and two Unit Linked Shareholder Risk Oversight groups, ensuring effective governance frameworks and meeting minutes.
  • Develop reports for other groups such as Unit Linked Fund Governance Committee (ULFGC) and Finance Risk & Solvency Committee (FRSC) as required.
  • Maintain Unit Pricing policies and frameworks in line with regulatory requirements, including tracking changes due to legacy policy harmonization.
  • Provide governance and risk advice to stakeholders and support operational readiness for large projects.
  • Ensure tasks undertaken by analysts are performed to the appropriate standard.
Requirements
  • Articulate written and verbal communication skills.
  • Analytical and problem-solving mindset.
  • Pride in accuracy and comfort with detail and big-picture thinking.
  • Excellent organizational and relationship management skills.
  • Understanding of financial markets, regulatory frameworks, and/or risk management an advantage.
Benefits
  • Competitive salary: £45,000 per annum.
  • Bonus opportunity: 10% of annual salary.
  • Generous pension scheme: up to 14% employer contribution.
  • 29 days holiday + bank holidays, with option to buy or sell 5 additional days.
  • Up to 40% discount on Aviva products and retailer discounts.
  • Matching Share Plan: up to £1,200 free Aviva shares per year.
  • Save As You Earn scheme.
About Us

Aviva is a leading insurance company committed to creating a better future for our customers and colleagues. We value diversity, equity, and inclusion, and welcome applications from all backgrounds and experiences.


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