Financial Regulation Associate

4 days ago


Belfast, United Kingdom TP ICAP Group Services Ltd Full time
Key Responsibilities
"}}This position involves a range of tasks aimed at ensuring TP ICAP Group Services Ltd maintains its reputation as an industry leader while adhering to regulatory requirements. You will be responsible for assessing responses to broker attestations, developing knowledge of the Senior Managers & Certification regime, and conducting new joiner processing. Additionally, you will assist in reviewing PA Dealing requests, assigning training, chasing completion, and record-keeping. Excellent organizational and time management skills are essential, along with the ability to communicate complex information clearly and concisely. A degree in a related field or equivalent experience is required, and previous experience in a Financial Services institution within a Compliance Administration role is highly desirable. If you have a strong passion for compliance and regulatory affairs, we would love to hear from you.

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