Compliance Risk Management Specialist
3 weeks ago
At Goldman Sachs, our Compliance Division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We strive to strengthen the firm's culture of compliance through our enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, we assess the firm's compliance, regulatory, and reputational risk; monitor for compliance with new or amended laws, rules, and regulations; design and implement controls, policies, procedures, and training; conduct independent testing; investigate, surveil, and monitor for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits, and inquiries.
Your ImpactWe are seeking an Analyst/Associate in the Government Sanctions Group, which ensures the firm's compliance with sanctions programs administered by the Office of Foreign Assets Control (OFAC) at the U.S. Department of the Treasury, the Office of Financial Sanctions Implementation (OSFI) at the UK's His Majesty's Treasury, the European Union, and other relevant sanctions authorities globally. As part of this team, you will:
- Assist in the management and coordination of the team's day-to-day reference data screening process, ensuring smooth, prompt, and accurate execution.
- Conduct reviews of sanctions alerts that result from the firm's transaction and reference data sanctions screening processes.
- Work under the supervision of experienced Sanctions Vice Presidents to liaise with business, operations, and technology divisions to collect information relevant to potential sanctions concerns and provide sanctions-related advice to internal constituencies.
- Assist in the development and enhancement of sanctions-related policies and procedures documents across the firm's lines of business.
- Enhance and deliver sanctions training to Goldman Sachs employees.
To be successful in this role, you will need:
- A Bachelor's degree.
- 2-3 years of sanctions-related experience in the financial services industry or a relevant government agency/regulator.
- The ability to handle multiple priority projects at once and deliver consistently high-quality results.
- The ability to be a self-starter and to ensure projects are followed through to completion.
- Strong proficiency with Microsoft Excel, and an aptitude for learning new systems and applications.
We are a leading global investment banking, securities, and investment management firm, committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. We are an equal employment/affirmative action employer, and we welcome applications from diverse candidates.
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