Compliance and Operations Manager

Job Title: Compliance Operations LeadWe are looking for a highly skilled Compliance Operations Lead to join our team at Compliance Professionals.**Job Description:**As a key member of our compliance team, you will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business...

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.

Job TitleAJ Fox Compliance is seeking a Compliance Operations Manager to join their team in London. As a key member of our team, you will be responsible for overseeing the onboarding process and ensuring that all client and matter-opening procedures are up to date.The successful candidate will have prior experience in a legal or consultancy environment, with...

Job Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...

OverviewAJ FOX COMPLIANCE, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This role provides a unique opportunity to shape and lead a key function within a top-tier law firm.About the JobYou will be responsible for overseeing the client onboarding process, ensuring all CDD...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

Company OverviewThe Compliance Professionals are a leading brokerage firm in the City, seeking a talented Compliance & Money Laundering Reporting Officer to join their team on a permanent basis. This is an excellent opportunity for an experienced professional to develop and maintain a robust compliance framework, chair the Compliance and Conduct Committee,...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

Job DescriptionOur client, a world-leading specialist broker based in the City, is seeking a Global Head of Compliance to join their team. As a key member of the organization, you will play a vital role in ensuring the company's global operations remain compliant with regulatory requirements.About the CompanyOur client is a world-leading specialist broker...

About Our CompanyWe are a leading energy and commodities company, with a reputation for excellence in the industry.Our mission is to provide high-quality energy products and services to our customers, while maintaining the highest standards of ethics and compliance.We are committed to attracting and retaining top talent, and offer a range of benefits and...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job Title:Compliance AnalystAbout the Job:This is an exciting opportunity to join our team as a Compliance Analyst. In this role, you will play a critical part in ensuring the integrity of our operations by identifying and mitigating potential compliance risks. You will work closely with other teams to develop and implement new compliance initiatives and...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

We are seeking an ambitious Compliance Risk Manager to join our team at AJ FOX COMPLIANCE in London. This is a fantastic opportunity for a talented professional looking to take their career to the next level.As a key member of our compliance team, you will be responsible for overseeing the performance of our compliance-based team and managing complex issues...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...