Financial Regulatory Manager
1 day ago
Are you an ambitious and experienced Training and Compliance Manager looking for a new challenge? Do you want to be part of a growing and successful wealth management business that values autonomy, teamwork, and employee development?
We are recruiting for a Compliance and Training Supervisor role at Ernest Gordon Recruitment Limited, offering a competitive salary of £42,000 - £52,000 per annum, plus a range of benefits including hybrid working, private medical insurance, pension scheme, and generous holiday allowance.
In this role, you will provide training and ensure competency from new starters through to financial advisors on up-to-date regulations and compliance standards. You will own, manage, and deliver the training while reporting into the Head of Compliance.
As a key member of our compliance team, you will work closely with the Head of Compliance to drive standards across the organization. A high level of autonomy is offered in this role, allowing the successful candidate to add their own ideas and make a significant impact on the business.
- Providing Financial Regulatory Training to all staff.
- Development and improvement of a clear, comprehensive T&C scheme personalised for the business.
- Keeping the business up to date with any changes in regulations.
- Working with the Head of Compliance to drive standards across the business.
- Wealth Management Practice Experience.
- Independent and stand-alone training experience.
- Able to train experienced advisors, junior financial planners as well as administrative staff.
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