Senior Compliance Officer
5 days ago
Job Title: Senior Compliance Executive
Job Summary:
We are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will work closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.
Key Responsibilities:
- Collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.
- Offer advice on legal, ethical, and regulatory matters.
- Oversee and regularly update policies and procedures according to up-to-date compliance legislation.
- Deliver training programs focused on risk and compliance.
- Assist in reviewing and managing AML and counter-terrorism financing measures.
- Supervise file review systems, identifying areas for improvement and managing corrective actions.
- Investigate incidents, manage complaints, and analyse trends to prevent future issues.
- Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
- Supervise Compliance professionals, guiding their work and development.
About the Role:
This is an exciting opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained. You will thrive in an environment where your expertise is valued, and your input has a direct impact on the firm's success.
Requirements:
To be successful in this role, you will need to have a sharp eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.
What We Offer:
We offer a competitive salary and benefits package, as well as opportunities for professional development and growth.
How to Apply:
Please submit your CV for consideration. We look forward to hearing from you.
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